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- Custodian
- Capital Group · Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Quantum unisonMatrix +more
- Established Date
- 09-01-2020
- Office Locations
- 1
Office Locations
About 15 Equity
15 Equity is a Santa Barbara-based RIA with an “entrepreneurial investing” mindset, serving both retail and institutional clients—particularly entrepreneurs and business owners. The firm focuses on active portfolio construction, asset allocation, and risk management, with portfolios largely implemented using ETFs alongside fixed income. It also supports planning needs such as business succession and insurance, and works with custodians including Schwab.
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Owner & Executives
RAYMOND JOSEPH LUCIA JR
Associate, Chief Executive Officer
- CRD
- #4504365
- Ownership
- 50% but less than 75%
JOSEPH PAUL LUCIA
Wealth Manager | President
- CRD
- #4945945
- Ownership
- 10% but less than 25%
Frontier catalyst
Legacy delta beacon
- CRD
- #97124
- Ownership
- 48.3%
Showing 2 of 5 owners & executives
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CHRISTOPHER J MENDOZA
Investment Advisor
- CRD
- #5213966
Showing 1 of 6 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $95,123,980 | $864,763 |
| Non-Discretionary | $40,812,863 | $5,101,608 |
| Total | $135,936,843 | $1,152,007 |
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Separately Managed Accounts
Total SMA Asset: $135,936,843
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $2,273,045,688 | 48.3% |
| Corporate - Investment Grade | $757,681,896 | 16.1% |
| U.S. Government/Agency | $1,675,371,148 | 35.6% |
| Total | $4,706,098,732 | 100.0% |