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3summit Investment Management, LLC

3summit Investment Management, LLC. CRD 284434

3summit Investment Management, LLC logo

CRD: 284434

3summit Investment Management, LLC

Vienna, VA, 22182
5715652161
$28.2M Total AUM
$27.8M Disc. AUM
-- 3Y CAGR
3 Employees
103 ADV. Clients
9 yrs Firm Age

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Firm Details

Custodian
Interactive Brokers
Clients
Retail and Institutional
Platforms
Focus meridianMeridian +more
Established Date
03-17-2017
Office Locations
2

Office Locations

600 17th St. Ste. 2800 So. Denver CO
8245 Boone Blvd. Suite 590 Vienna VA

About 3summit Investment Management, LLC

3Summit Investment Management is an independent, fee-only RIA providing fiduciary, conflict-free investment management and financial advice for retail and institutional clients. The firm designs custom portfolios using a rigorous process and risk management, backed by 15 proprietary investment strategies, a 98% client retention rate, and portfolio managers averaging 22 years of experience. Custody includes Interactive Brokers.

Team overview

58 AVG AGE
$9.4M AVG AUM / ADVISOR
$274.2K AVG AUM / CLIENT
7.6 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
9yrs Firm Age

Insights

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Asset Classes

Harbor signal Eagle Alpha vector

Client Personas

Fusion

Custodian

Vector

Investment Themes

Vital vital Timber beacon

Investment Vehicles

Horizon

Services

Optima crest Wave Bridge Ridge Radial

Technology

Foundation pioneer Ridge radial North wave

Owner & Executives

DANIEL IRVINE

DANIEL IRVINE

Managing Member

CRD
#6693047
Ownership
50% but less than 75%
(806) 762-3555
unison.quantum@crestcapital.com
in linkedin.com/in/harbor-element
GARRETT WAYNE PHILLIPS

GARRETT WAYNE PHILLIPS

Chief Compliance Officer, Managing Partner

CRD
#4666737
Ownership
50% but less than 75%
(427) 402-9170
harbor.element@matrixcapital.com
in linkedin.com/in/catalyst-wave

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Contacts

A

Alexey Belkin

Director, Portfolio Manager

CRD
#7249060
(731) 486-1335
timber.prime@glaciercapital.com
in linkedin.com/in/oak-unison

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $27,809,911 --
Non-Discretionary $429,848 --
Total $28,239,759 --

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Separately Managed Accounts

Total SMA Asset: $28,239,759

$28.2M Total SMA
Equity - Exchange:
9.1%
U.S. Government/Agency:
27.4%
Public Funds:
20.6%
Cash:
16.2%
Corporate - Non-Investment Grade:
26.7%
Asset class Assets Assets %
Equity - Exchange $814,299,326 9.1%
U.S. Government/Agency $2,451,846,323 27.4%
Public Funds $1,843,358,914 20.6%
Cash $1,449,631,768 16.2%
Corporate - Non-Investment Grade $2,389,207,914 26.7%
Total $8,948,344,245 100.0%

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