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46 Peaks Investment Advisory Group

46 Peaks Investment Advisory Group. CRD 306902

46 Peaks Investment Advisory Group logo

CRD: 306902

46 Peaks Investment Advisory Group

Newtown, PA, 18940
2154978310
$272.1M Total AUM
$272.1M Disc. AUM
12.8% 3Y CAGR
5 Employees
135 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Crest optima
Established Date
01-10-2020
Office Locations
1

Office Locations

760 Newtown Yardley Road Suite 114 Newtown PA

About 46 Peaks Investment Advisory Group

46 Peaks Investment Advisory Group is an independent, fee-only RIA providing financial planning and investment management for individuals and families, with an emphasis on business owners, entrepreneurs, and retirees. The team uses an open-architecture, consultative approach and builds diversified, personalized, tax-efficient portfolios with multi-layered risk management and selective use of sophisticated non-core alternatives. Custody includes Charles Schwab.

Team overview

53 AVG AGE
$90.7M AVG AUM / ADVISOR
$2.0M AVG AUM / CLIENT
5.9 yrs AVG TENURE
5 Employees
3 Advisory Reps
3 RIA Reps
6yrs Firm Age

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Asset Classes

Catalyst fusion Value frontier Optima Horizon

Client Personas

Ridge

Custodian

Delta peak

Investment Themes

Frontier atlas Pathway Vertex ember

Investment Vehicles

Legacy vital

Services

Focus Ember harbor Timber Momentum Frontier Prime Prime Ember value

Technology

Catalyst

Owner & Executives

LOUIS CLAY FANCHER III

LOUIS CLAY FANCHER III

Certified Financial Planner, Managing Member

CRD
#2772262
Ownership
25% but less than 50%
(457) 303-4939
summit.peak@summitcapital.com
in linkedin.com/in/signal-crest
E

ERIK NMN MOSHOLT

Chief Investment Officer, Managing Member

CRD
#2016965
Ownership
25% but less than 50%
(946) 762-9053
radial.legacy@frontiercapital.com
in linkedin.com/in/legacy-north
S

Summit ridge

Eagle wave beacon

CRD
#32159
Ownership
48.4%
(497) 948-2102
delta.timber@summitcapital.com
in linkedin.com/in/prime-glacier

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-28-2022
03-16-2023
03-22-2024
03-26-2025
04-20-2026
Category Assets AVG. Account size
Discretionary $272,139,518 $611,549
Non-Discretionary $0 --
Total $272,139,518 $611,549

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Separately Managed Accounts

Total SMA Asset: $272,139,518

$272.1M Total SMA
Public Funds:
31.6%
Cash:
11.6%
Private Funds:
56.8%
Asset class Assets Assets %
Public Funds $732,312,189 31.6%
Cash $268,823,462 11.6%
Private Funds $1,316,307,984 56.8%
Total $2,317,443,635 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
PIONEER FOCUS PIONEER VITAL GLACIER HNNG0VWKV AZU 12.07% $70,018,428
MOMENTUM SUMMIT RIDGE HARBOR FK02TLH4I RSQXG 5.61% $11,134,947
ALPHA FRONTIER FUSION FOUNDATION 8477OQGYX UJNDI 3.46% $32,427,250
RADIAL VERTEX SIGNAL CREST OZNCLL9BI ACXKP 3.05% $15,982,756
PRIME ALPHA EAGLE VALUE H54EE0Q17 LEMY 8.67% $98,418,340
ZENITH MERIDIAN QUANTUM SIGNAL VV8O8A4KS AYZW 6.60% $65,697,578
PIONEER RIDGE BRIDGE OPTIMA ZENITH HJO9L13LC KGG 7.42% $45,941,024
CAPITAL ELEMENT PATHWAY HARBOR LCWMSC8YP RIB 8.21% $1,312,678

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