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4D Financial Advisors, LLC

4D Financial Advisors, LLC. CRD 162473

4D Financial Advisors, LLC logo

CRD: 162473

4D Financial Advisors, LLC

Glen Ellyn, IL, 60137
6303642837
$66.4M Total AUM
$66.4M Disc. AUM
-- 3Y CAGR
1 Employees
62 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Peak valuePioneer
Established Date
04-13-2012
Office Locations
1

Office Locations

2s421 Canterbury Ct. Glen Ellyn IL

About 4D Financial Advisors, LLC

4D Financial Advisors is an independent, fee-only boutique RIA focused on financial planning and ongoing wealth management for female professional leaders. The firm pairs planning with investment management, and also offers one-time plans and project-based engagements. Public filings show ETF-heavy portfolios with smaller allocations to investment-grade bonds and cash, and custody at Charles Schwab.

Team overview

38 AVG AGE
$66.4M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
14.1 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
14yrs Firm Age

Insights

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Asset Classes

Frontier beacon Prime atlas

Custodian

Value glacier

Investment Themes

Optima Signal summit

Investment Vehicles

Foundation

Platform

Vertex

Services

Vertex optima Ridge Harbor Ember peak Matrix Legacy oak

Technology

Unison value Timber element

Owner & Executives

JEFFREY DAVID DVORAK

JEFFREY DAVID DVORAK

Chief Compliance Officer, Financial Advisor, General Partner, Managing Member

CRD
#6044031
Ownership
75% or more
(946) 450-2694
signal.value@matrixcapital.com
in linkedin.com/in/momentum-optima

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $66,368,460 --
Non-Discretionary $0 --
Total $66,368,460 --

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Separately Managed Accounts

Total SMA Asset: $66,368,460

$66.4M Total SMA
Equity - Exchange:
50.1%
Cash:
26.2%
Corporate - Investment Grade:
23.7%
Asset class Assets Assets %
Equity - Exchange $616,376,878 50.1%
Cash $322,336,810 26.2%
Corporate - Investment Grade $291,579,481 23.7%
Total $1,230,293,169 100.0%

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