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- Custodian
- Axos · Nationwide
- Clients
- Retail and Institutional
- Platforms
- Catalyst zenithRadial +more
- Established Date
- 01-05-2009
- Office Locations
- 1
Office Locations
About A & I Wealth Management
A&I Wealth Management is a second-generation, Colorado-owned independent RIA founded in 1986 serving successful families and business owners across the Denver metro. The CFP-led team provides investment management and advanced planning—retirement income “guardrails,” tax and estate planning, charitable strategies, and support through life transitions and concentrated stock positions. As an independent firm, it selects third-party products and partners (e.g., Axos) to fit client goals and values.
Team overview
Insights
Asset Classes
Client Personas
CRM
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
KARL FREDRICK FRANK
Certified Financial Planner, Chief Compliance Officer, Manager
- CRD
- #4769985
- Ownership
- Less than 5%
STACEY KATRINA FRANK
Financial Advisor, General Partner, Manager
- CRD
- #5055901
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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CASSIDY J BUTLER
--
- CRD
- #7628458
JUDSON E CASS
Financial Advisor
- CRD
- #4366653
Crest ember
Beacon element glacier
- CRD
- #49201
Showing 2 of 10 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $506,347,455 | $351,142 |
| Non-Discretionary | $53,650,659 | $222,617 |
| Total | $559,998,114 | $332,738 |
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Separately Managed Accounts
Total SMA Asset: $559,998,114
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $788,401,923 | 26.3% |
| Equity - Exchange | $821,376,908 | 27.4% |
| Cash | $854,351,893 | 28.5% |
| Other | $533,595,218 | 17.8% |
| Total | $2,997,725,942 | 100.0% |
13F Holdings | Q2 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ZENITH EAGLE | VERTEX HARBOR | 4ZECKUS9R | AHH | 11.90% | $64,726,605 |
| HARBOR BEACON WAVE | QUANTUM PRIME | E0WDEI0Z7 | GGHIL | 4.21% | $114,826,241 |
| QUANTUM CREST | VALUE ATLAS | AVLARPNIM | FCY | 8.96% | $95,819,983 |
| HORIZON RIDGE | RADIAL BEACON | CBZ0XFJ1N | BHDGY | 6.86% | $54,780,553 |
| FOCUS CREST MATRIX | HORIZON VERTEX | Q945TNSXD | WQWAX | 7.97% | $106,939,574 |
| RIDGE EAGLE HORIZON | ATLAS PRIME | Y584F5E6W | KKJOQ | 12.45% | $98,381,305 |
| RIDGE RADIAL | INSIGHT SUMMIT | 0L52LG1P1 | VWRQ | 11.00% | $80,491,284 |
| ZENITH BRIDGE PRIME | EAGLE MERIDIAN | 1AWNA2NCA | SDNQ | 1.62% | $63,944,093 |