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A5 Financial LLC

A5 Financial LLC. CRD 334313

A5 Financial LLC logo

CRD: 334313

A5 Financial LLC

Bothell, WA, 98021
4254910143
www.a5financial.com
$14.9M Total AUM
$14.9M Disc. AUM
-- 3Y CAGR
2 Employees
32 ADV. Clients
1 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Jackson National Life
Clients
Retail
Platforms
--
Established Date
03-25-2025
Office Locations
1

Office Locations

22722 29th DR SE Suite 100 Bothell WA

About A5 Financial LLC

A5 Financial LLC is a Washington-registered independent advisory firm serving individuals and couples in their 50s-70s, including retirees seeking a steady distribution plan. The firm provides collaborative financial planning with tax-efficient considerations, ongoing monitoring, and second-opinion reviews. Portfolios are implemented primarily with ETFs and mutual funds, with the ability to incorporate insurance/annuity solutions for risk management; custody relationships include Schwab and Fidelity.

Team overview

35 AVG AGE
$7.4M AVG AUM / ADVISOR
$464.1K AVG AUM / CLIENT
1.2 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
1yrs Firm Age

Insights

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Client Personas

Value focus

Custodian

Ember Bridge frontier

Investment Themes

Radial

Services

Value Prime focus Meridian timber

Owner & Executives

J

JOHN ALLEN CARRUTHERS

Chief Compliance Officer, INVESTMENT ADVISOR REPRESENTATIVE, Managing Member

CRD
#5889774
Ownership
50% but less than 75%
(842) 350-1513
unison.matrix@vitalcapital.com
in linkedin.com/in/insight-vector
N

NEIL FREDERICK FENNING

INVESTMENT ADVISOR REPRESENTATIVE, Managing Member

CRD
#6627691
Ownership
50% but less than 75%
(631) 667-1142
meridian.element@matrixcapital.com
in linkedin.com/in/focus-glacier

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $14,851,674 --
Non-Discretionary $0 --
Total $14,851,674 --

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Separately Managed Accounts

Total SMA Asset: $14,851,674

$14.9M Total SMA
Public Funds:
8.7%
Equity - Exchange:
21.4%
Other:
31.5%
Cash:
38.4%
Asset class Assets Assets %
Public Funds $758,145,121 8.7%
Equity - Exchange $1,864,862,711 21.4%
Other $2,745,008,196 31.5%
Cash $3,346,295,704 38.4%
Total $8,714,311,732 100.0%

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