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A5 Financial LLC

A5 Financial LLC. CRD 334313

A5 Financial LLC logo

CRD: 334313

A5 Financial LLC

Bothell, WA, 98021
4254910143
www.a5financial.com
$14.9M Total AUM
$14.9M Disc. AUM
-- 3Y CAGR
2 Employees
32 ADV. Clients
1 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Jackson National Life · Wells Fargo
Clients
Retail
Platforms
--
Established Date
03-25-2025
Office Locations
1

Office Locations

22722 29th DR SE Suite 100 Bothell WA

About A5 Financial LLC

A5 Financial LLC is a Washington-registered independent advisory firm serving individuals and couples in their 50s-70s, including retirees seeking a steady distribution plan. The firm provides collaborative financial planning with tax-efficient considerations, ongoing monitoring, and second-opinion reviews. Portfolios are implemented primarily with ETFs and mutual funds, with the ability to incorporate insurance/annuity solutions for risk management; custody relationships include Schwab and Fidelity.

Team overview

35 AVG AGE
$7.4M AVG AUM / ADVISOR
$464.1K AVG AUM / CLIENT
1.2 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
1yrs Firm Age

Insights

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Asset Classes

Vital summit Matrix

Client Personas

Value focus Focus catalyst

Custodian

Ember Bridge frontier

Investment Themes

Radial Harbor Signal ember

Investment Vehicles

Timber pioneer

Services

Value Prime focus Meridian timber Timber Vertex

Owner & Executives

J

JOHN ALLEN CARRUTHERS

Chief Compliance Officer, INVESTMENT ADVISOR REPRESENTATIVE, Managing Member

CRD
#5889774
Ownership
50% but less than 75%
(842) 350-1513
unison.matrix@vitalcapital.com
in linkedin.com/in/insight-vector
N

NEIL FREDERICK FENNING

INVESTMENT ADVISOR REPRESENTATIVE, Managing Member

CRD
#6627691
Ownership
50% but less than 75%
(631) 667-1142
meridian.element@matrixcapital.com
in linkedin.com/in/focus-glacier

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $14,851,674 --
Non-Discretionary $0 --
Total $14,851,674 --

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Separately Managed Accounts

Total SMA Asset: $14,851,674

$14.9M Total SMA
Public Funds:
8.7%
Equity - Exchange:
21.4%
Other:
31.5%
Cash:
38.4%
Asset class Assets Assets %
Public Funds $758,145,121 8.7%
Equity - Exchange $1,864,862,711 21.4%
Other $2,745,008,196 31.5%
Cash $3,346,295,704 38.4%
Total $8,714,311,732 100.0%

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