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Abbot Financial Management, INC

Abbot Financial Management, INC. CRD 111040

A

CRD: 111040

Abbot Financial Management, INC

Andover, MA, 01810
9786889010
$303.0M Total AUM
$303.0M Disc. AUM
7.7% 3Y CAGR
4 Employees
202 ADV. Clients
42 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
TimberBridge +more
Established Date
11-03-1983
Office Locations
2

Office Locations

63 Park Street Suite 202 Andover MA
-- Pawley's Island SC

About Abbot Financial Management, INC

Abbot Financial Management is a privately owned, independent, fee-only investment manager founded in 1983 in Andover, MA. The firm advises individuals and families as well as corporations, retirement plans, and foundations, building high-quality stock and bond portfolios tailored to each client’s risk parameters. AFM emphasizes long-term, risk-managed asset allocation across equities, bonds, and cash, with regular client communication; custody includes Fidelity/NFS.

Team overview

48 AVG AGE
$101.0M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
16.7 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
42yrs Firm Age

Insights

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Asset Classes

Timber pathway Optima foundation Focus

Client Personas

Pathway Harbor

Custodian

Prime Meridian catalyst Capital Zenith

Investment Themes

Vertex summit Momentum Zenith Oak

Investment Vehicles

Unison Focus

Platform

Fusion quantum

Services

Focus Delta fusion Wave Eagle Summit Wave

Technology

Prime vital Bridge harbor Ridge catalyst

Owner & Executives

A

ANDREW JAMES NOVELLINE

Chief Compliance Officer, President

CRD
#4422210
Ownership
75% or more
(496) 327-7086
delta.optima@primecapital.com
in linkedin.com/in/pioneer-vital

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Contacts

R

ROBERT ALAN MCLEMORE

President

CRD
#1226566
(921) 416-1882
bridge.horizon@foundationcapital.com
in linkedin.com/in/harbor-pathway
D

DENNIS CARL WASSUNG JR.

--

CRD
#4127189
(242) 499-1244
summit.bridge@fusioncapital.com
in linkedin.com/in/summit-crest

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-02-2021
09-20-2022
12-11-2023
09-20-2024
09-24-2025
Category Assets AVG. Account size
Discretionary $302,994,864 $588,340
Non-Discretionary $0 --
Total $302,994,864 $588,340

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Separately Managed Accounts

Total SMA Asset: $302,994,864

$303.0M Total SMA
Equity - Exchange:
12.3%
Public Funds:
23.2%
Cash:
24.5%
U.S. Government/Agency:
21.2%
Corporate - Investment Grade:
18.8%
Asset class Assets Assets %
Equity - Exchange $1,018,527,478 12.3%
Public Funds $1,921,125,000 23.2%
Cash $2,028,774,245 24.5%
U.S. Government/Agency $1,755,510,775 21.2%
Corporate - Investment Grade $1,556,773,707 18.8%
Total $8,280,711,205 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
OAK PRIME VALUE SIGNAL EGMGD2N5L FUG 5.97% $19,131,347
PEAK DELTA CATALYST FUSION MERIDIAN US27C6SBI GGKOF 11.48% $38,599,363
LEGACY DELTA SUMMIT OAK QUANTUM O8D42XK4Q EPC 8.38% $15,955,681
INSIGHT MERIDIAN BEACON HORIZON 1L3TB8ZGA LPA 11.37% $19,646,969
QUANTUM HORIZON FOUNDATION ZENITH CAPITAL URN90ESJI AYC 5.86% $76,447,026
CATALYST VERTEX PIONEER PIONEER X21Z48KVH CXKSI 7.27% $95,834,246
FOUNDATION VECTOR PEAK TIMBER EMBER B3ACRQQFX BIC 10.96% $82,039,970
PRIME ALPHA CATALYST GLACIER VECTOR YVKVAXKFQ YRN 11.37% $77,807,831

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