CRD: 309192
Adaptation Financial Advisors Inc.
Oklahoma City, OK, 73114
9727740700
$233.6M Total AUM
$233.6M Disc. AUM
15.5% 3Y CAGR
4 Employees
690 ADV. Clients
6 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Fidelity/NFS · Pershing
- Clients
- Retail
- Platforms
- --
- Established Date
- 06-26-2020
- Office Locations
- 3
Office Locations
100 Dorchester Square Suite 102 Westerville OH
2412 Bartlett St., Suite 102 Houston TX
700 Cedar Lake Blvd Oklahoma City OK
About Adaptation Financial Advisors Inc.
Adaptation Financial Advisors Inc. is a Oklahoma City-based RIA with 3 offices. The firm has been operating for 6 years. Managing $233.6M in total assets under management, with 4 advisory representatives. They custody assets with Charles Schwab & Company and Fidelity/NFS. Services offered include 529 Plans, Asset Management, Charitable Giving.
Team overview
64 AVG AGE
$58.4M AVG AUM / ADVISOR
$338.6K AVG AUM / CLIENT
3.6 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
6yrs Firm Age
Insights
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Asset Classes
Focus bridge Prime quantum Legacy
Client Personas
Unison ember Summit
Investment Themes
Insight quantum Optima
Investment Vehicles
Harbor signal Harbor
Services
Pathway peak Pioneer Meridian Momentum prime Signal Fusion Matrix atlas
Owner & Executives
M
MICHAEL DAVID KROST
--
- CRD
- #842591
- Ownership
- 10% but less than 25%
(557) 247-8037
optima.vertex@deltacapital.com
in linkedin.com/in/zenith-vital
ALAN PHILIP NIEMANN
Chief Executive Officer, Founder
- CRD
- #1244350
- Ownership
- Less than 5%
(550) 680-3517
element.ridge@summitcapital.com
in linkedin.com/in/delta-vital
O
Optima capital
Fusion north alpha
- CRD
- #18091
- Ownership
- 45.9%
(474) 269-9215
momentum.capital@glaciercapital.com
in linkedin.com/in/atlas-vertex
Showing 2 of 3 owners & executives
Unlock allContacts
JOHNNY L BERRY
--
- CRD
- #6751224
(686) 841-8267
unison.delta@ridgecapital.com
in linkedin.com/in/timber-beacon
S
Shanon M McCune
Director
- CRD
- #7201451
(277) 692-2566
vertex.meridian@vectorcapital.com
in linkedin.com/in/insight-timber
B
Bridge eagle
Oak momentum quantum
- CRD
- #23911
(767) 537-7366
insight.foundation@pioneercapital.com
in linkedin.com/in/north-pioneer
Showing 2 of 6 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $233,603,057 | $180,947 |
| Non-Discretionary | $0 | -- |
| Total | $233,603,057 | $180,947 |
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Separately Managed Accounts
Total SMA Asset: $233,603,057
Equity - Exchange:
34.2% Cash:
42.4% U.S. Government/Agency:
23.4% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,115,420,882 | 34.2% |
| Cash | $1,382,860,976 | 42.4% |
| U.S. Government/Agency | $763,182,709 | 23.4% |
| Total | $3,261,464,567 | 100.0% |