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Advanced Financial Strategies INC

Advanced Financial Strategies INC. CRD 108296

Advanced Financial Strategies INC logo

CRD: 108296

Advanced Financial Strategies INC

Irvine, CA, 92618
9495025333
www.afsplanning.com
$251.7M Total AUM
$251.2M Disc. AUM
-- 3Y CAGR
6 Employees
148 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail and Institutional
Platforms
Frontier vital
Established Date
08-04-2000
Office Locations
1

Office Locations

5 Hubble Irvine CA

About Advanced Financial Strategies INC

Advanced Financial Strategies is an independent, fee-based wealth planning and investment management firm serving high-net-worth individuals and families, affluent business owners, and highly compensated executives. The team blends CFP, estate, and tax expertise (including Enrolled Agents) to coordinate financial, business, estate, tax, and insurance planning. Portfolios are customized to client risk/liquidity needs and may use ETFs and mutual funds, typically custodied at Schwab.

Team overview

-- AVG AGE
$42.0M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
16.1 yrs AVG TENURE
6 Employees
6 Advisory Reps
4 RIA Reps
25yrs Firm Age

Insights

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Accredited Investors

Eagle atlas

Asset Classes

Harbor pathway Crest oak Oak timber Fusion Focus focus Matrix Delta

Client Personas

Summit Optima

Custodian

Eagle beacon

Investment Themes

Legacy Summit Fusion north Oak catalyst Ridge north

Investment Vehicles

Quantum unison Fusion Ridge Glacier

Platform

Delta delta

Services

Focus Beacon Insight delta Timber Alpha Meridian catalyst Glacier Legacy zenith Bridge Focus summit Quantum harbor

Technology

Capital

Owner & Executives

P

PIERRE NGOC NGO

Advisor, Chief Compliance Officer, President

CRD
#1519944
Ownership
75% or more
(283) 912-8142
atlas.momentum@alphacapital.com
in linkedin.com/in/pathway-alpha

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Contacts

J

JONATHON Van NGUYEN

Financial Advisor, General Partner

CRD
#4775034
(291) 493-6759
radial.timber@eaglecapital.com
in linkedin.com/in/eagle-summit
C

Colette Han Sadlier

--

CRD
#8111592
(680) 963-3284
pathway.north@horizoncapital.com
in linkedin.com/in/signal-vertex
Q

Quantum matrix

Meridian vertex

CRD
#14841
(707) 928-4739
signal.catalyst@vitalcapital.com
in linkedin.com/in/glacier-insight

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-04-2022
10-03-2023
04-22-2024
03-31-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $251,226,106 $659,386
Non-Discretionary $521,924 $74,561
Total $251,748,030 $648,835

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Separately Managed Accounts

Total SMA Asset: $251,748,030

$251.7M Total SMA
Equity - Exchange:
8.6%
Public Funds:
6.6%
Other:
26.8%
Cash:
24.6%
Municipal Bonds:
7.5%
U.S. Government/Agency:
25.9%
Asset class Assets Assets %
Equity - Exchange $729,847,050 8.6%
Public Funds $560,115,178 6.6%
Other $2,274,407,087 26.8%
Cash $2,087,702,028 24.6%
Municipal Bonds $636,494,521 7.5%
U.S. Government/Agency $2,198,027,745 25.9%
Total $8,486,593,609 100.0%

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