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- Custodian
- Charles Schwab & Company ยท Nationwide
- Clients
- Retail and Institutional
- Platforms
- Momentum
- Established Date
- 11-01-2005
- Office Locations
- 2
Office Locations
About Advantage Investment Management
Advantage Investment Management is a Louisville, KY-based RIA led by Don Garton (CFP/ChFC/CRPS). The team provides ongoing financial planning and retirement-focused portfolio management, emphasizing risk-aligned guidance, client education, and value-based investing. Portfolios are implemented largely with ETFs and the firm works with custodians such as Charles Schwab. Known for responsive service and meeting clients in person or virtually.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
DONALD LEE GARTON
Chief Compliance Officer, Managing Partner
- CRD
- #2125313
- Ownership
- 75% or more
KATHLEEN MOUNCE
Financial Advisor, PARTNER
- CRD
- --
- Ownership
- 5% but less than 10%
Signal vertex
Pathway legacy vital
- CRD
- #15445
- Ownership
- 23.6%
Showing 2 of 3 owners & executives
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MICHAEL ALEXANDER COLE
--
- CRD
- #7270084
WILLIAM THOMAS FOWLER IV
Investment Advisor Representative
- CRD
- #3087793
Peak summit
Matrix wave
- CRD
- #85375
Showing 2 of 6 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $167,858,398 | $519,685 |
| Non-Discretionary | $47,517,812 | $1,032,996 |
| Total | $215,376,210 | $583,675 |
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Separately Managed Accounts
Total SMA Asset: $215,376,210
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $334,474,223 | 39.7% |
| U.S. Government/Agency | $166,815,859 | 19.8% |
| Cash | $219,051,128 | 26.0% |
| Municipal Bonds | $122,163,130 | 14.5% |
| Total | $842,504,340 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FUSION GLACIER | PRIME VERTEX | K10EU5P5F | TQO | 2.35% | $19,574,650 |
| TIMBER GLACIER | DELTA MERIDIAN | NZ4HRNH8C | TFW | 9.37% | $35,505,367 |
| OAK UNISON LEGACY | OPTIMA CATALYST | 5XBPWPL7V | ZOH | 3.67% | $58,893,612 |
| QUANTUM HORIZON | ATLAS HORIZON | VEBRKBC93 | TMNFO | 11.27% | $64,340,247 |
| INSIGHT FOUNDATION EAGLE | FUSION MATRIX | VQG8HWI5J | RNNUN | 5.24% | $12,685,542 |
| WAVE FOUNDATION ALPHA | VITAL SIGNAL | 5T6S8Q25Q | WVWXG | 9.84% | $106,349,444 |
| SUMMIT FRONTIER | MATRIX SUMMIT | J8UNMZX7D | VZL | 3.51% | $117,270,899 |
| ZENITH VECTOR VECTOR | GLACIER PEAK | PYBVKMXSO | ZBBF | 3.79% | $107,149,464 |