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Advisor.investments

Advisor.investments. CRD 142202

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CRD: 142202

Advisor.investments

Baton Rouge, LA, 70809
2252920687
$199.4M Total AUM
$185.4M Disc. AUM
-- 3Y CAGR
6 Employees
168 ADV. Clients
19 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Interactive Brokers
Clients
Retail
Platforms
--
Established Date
11-13-2006
Office Locations
1

Office Locations

4870 Bluebonnet Blvd. Suite B Baton Rouge LA

About Advisor.investments

Advisor.Investments is an SEC-registered RIA in Baton Rouge providing investment management and financial planning for serious, qualified investors—often energy industry employees and state retirees. The team pairs portfolio construction with dedicated investment research (CFA) and tax strategies (EA), using ETFs and other public-market instruments alongside preservation-focused allocations. Custody includes Charles Schwab and Interactive Brokers.

Team overview

53 AVG AGE
$66.5M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
18.8 yrs AVG TENURE
6 Employees
3 Advisory Reps
3 RIA Reps
19yrs Firm Age

Insights

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Accredited Investors

Focus

Asset Classes

Pathway peak Legacy

Client Personas

North vertex

Investment Themes

Vector delta

Investment Vehicles

Oak value Quantum

Platform

Matrix

Services

Ridge Unison unison Oak Legacy

Owner & Executives

S

SHANE JOSEPH HAAG

Chief Compliance Officer, Investment Advisor

CRD
#2363899
Ownership
50% but less than 75%
(835) 374-3162
prime.peak@deltacapital.com
in linkedin.com/in/timber-harbor
J

JAMES LEE POPE

Investment Advisor

CRD
#3181641
Ownership
50% but less than 75%
(223) 878-1068
oak.optima@insightcapital.com
in linkedin.com/in/pathway-radial

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Contacts

DAVID REGGIE MCFADDEN

DAVID REGGIE MCFADDEN

Financial Analyst

CRD
#4813257
(635) 218-5744
glacier.ember@northcapital.com
in linkedin.com/in/unison-foundation

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-26-2022
07-28-2023
02-12-2024
01-14-2025
02-20-2026
Category Assets AVG. Account size
Discretionary $185,414,481 $697,047
Non-Discretionary $13,987,065 $279,741
Total $199,401,546 $631,018

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Separately Managed Accounts

Total SMA Asset: $199,401,546

$199.4M Total SMA
Equity - Exchange:
20.1%
Cash:
19.0%
U.S. Government/Agency:
27.6%
Corporate - Investment Grade:
33.3%
Asset class Assets Assets %
Equity - Exchange $1,485,570,041 20.1%
Cash $1,404,270,188 19.0%
U.S. Government/Agency $2,039,887,221 27.6%
Corporate - Investment Grade $2,461,168,278 33.3%
Total $7,390,895,728 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
MOMENTUM ATLAS CATALYST SUMMIT VECTOR BA69YNBVA SUX 6.68% $17,296,267
CATALYST NORTH OAK MERIDIAN WAVE RLCC3KEET IJPOG 4.06% $8,391,854
PRIME SUMMIT OAK CREST 0WM80MB6M EHFJ 4.43% $55,551,577
HORIZON MERIDIAN GLACIER QUANTUM CAPITAL RKVGFZAJH AVYW 9.33% $52,894,962
DELTA CATALYST VECTOR ALPHA GLACIER IJP4O4F75 TEY 7.30% $97,835,896
OPTIMA HARBOR HORIZON EAGLE PATHWAY 5TECKFDVH ACD 2.88% $9,837,015
CATALYST EMBER VALUE UNISON EAGLE T5CNJGV0F FIKIX 10.31% $82,709,067
DELTA DELTA PIONEER VITAL BEACON QRHTHYQDG DBMDE 10.78% $15,227,823

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