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AG Financial

AG Financial. CRD 140226

AG Financial logo

CRD: 140226

AG Financial

Salt Lake City, UT, 84121
8019903470
$103.5M Total AUM
$102.9M Disc. AUM
-- 3Y CAGR
2 Employees
188 ADV. Clients
20 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
04-19-2006
Office Locations
1

Office Locations

2825 East Cottonwood Parkway Suite 500 Salt Lake City UT

About AG Financial

AG Financial, LLC is a Salt Lake City-based wealth management and advisory firm focused on strategy-driven, personalized, long-term client relationships. The team provides financial and investment planning, including asset allocation and risk management, using ETFs, mutual funds and fixed income as core building blocks. Securities are offered through United Planners Financial Services, and client assets are custodied with Charles Schwab.

Team overview

47 AVG AGE
$51.7M AVG AUM / ADVISOR
$550.3K AVG AUM / CLIENT
18.9 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
20yrs Firm Age

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Asset Classes

Value harbor

Custodian

Radial focus Bridge Fusion

Investment Themes

Pioneer vertex Harbor Pioneer zenith

Investment Vehicles

Vertex fusion

Platform

Pioneer beacon

Services

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Owner & Executives

AARON BRIAN GRAHAM

AARON BRIAN GRAHAM

Chief Compliance Officer, Founder, Managing Member, Principal

CRD
#3167246
Ownership
75% or more
(447) 800-7006
zenith.element@oakcapital.com
in linkedin.com/in/pathway-north

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Contacts

GREGORY INOUYE ODA

GREGORY INOUYE ODA

Investment Advisory Representative

CRD
#5011288
(239) 404-2801
catalyst.momentum@vertexcapital.com
in linkedin.com/in/matrix-pioneer

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-01-2022
10-30-2023
03-07-2024
02-27-2025
02-20-2026
Category Assets AVG. Account size
Discretionary $102,936,942 $242,205
Non-Discretionary $526,764 $32,923
Total $103,463,706 $234,612

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Separately Managed Accounts

Total SMA Asset: $103,463,706

$103.5M Total SMA
Public Funds:
20.8%
Equity - Exchange:
33.1%
Cash:
12.4%
Corporate - Investment Grade:
17.9%
U.S. Government/Agency:
15.8%
Asset class Assets Assets %
Public Funds $1,181,516,736 20.8%
Equity - Exchange $1,880,202,113 33.1%
Cash $704,365,746 12.4%
Corporate - Investment Grade $1,016,786,037 17.9%
U.S. Government/Agency $897,498,290 15.8%
Total $5,680,368,922 100.0%

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