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Aldebaran Financial INC

Aldebaran Financial INC. CRD 105741

Aldebaran Financial INC logo

CRD: 105741

Aldebaran Financial INC

Kingsport, TN, 37663
4232397535
$222.8M Total AUM
$222.8M Disc. AUM
0.1% 3Y CAGR
8 Employees
366 ADV. Clients
38 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Regions Bank · TD Ameritrade
Clients
Retail and Institutional
Platforms
--
Established Date
12-04-1987
Office Locations
1

Office Locations

200 Colonial Heights Road Kingsport TN

About Aldebaran Financial INC

Aldebaran Financial Inc is a Kingsport, TN wealth management and investment advisory firm focused on understanding clients first and guiding them through life transitions. Services include portfolio management plus tax preparation and planning for retirement, college, and estate needs. Portfolios skew toward ETFs and fixed income, with custody relationships including Charles Schwab.

Team overview

37 AVG AGE
$74.3M AVG AUM / ADVISOR
$608.8K AVG AUM / CLIENT
8.7 yrs AVG TENURE
8 Employees
3 Advisory Reps
3 RIA Reps
38yrs Firm Age

Insights

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Asset Classes

Optima Insight element

Client Personas

Unison prime

Custodian

Beacon delta

Investment Themes

Momentum timber

Investment Vehicles

Ember optima

Services

Crest catalyst Glacier pathway Radial momentum Optima Vital

Owner & Executives

PETER WILLIAM RABER

PETER WILLIAM RABER

Chief Compliance Officer, Chief Executive Officer, DIRECTOR, President, TREASURER

CRD
#3274903
Ownership
75% or more
(796) 470-6066
signal.matrix@fusioncapital.com
in linkedin.com/in/wave-crest
K

KATHERINE ARCHER RABER

DIRECTOR, President, Secretary

CRD
--
Ownership
Less than 5%
(408) 256-7556
north.element@radialcapital.com
in linkedin.com/in/prime-capital

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Contacts

B

Brian William Brummett

Portfolio Manager

CRD
#6893763
(690) 856-5203
matrix.vital@horizoncapital.com
in linkedin.com/in/north-timber
K

Kaylee Feathers

--

CRD
#7851900
(716) 963-6071
capital.harbor@frontiercapital.com
in linkedin.com/in/oak-ember

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-11-2022
03-31-2023
03-31-2024
03-31-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $222,811,637 $312,499
Non-Discretionary $0 --
Total $222,811,637 $312,499

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Separately Managed Accounts

Total SMA Asset: $222,811,637

$222.8M Total SMA
Equity - Exchange:
21.3%
Corporate - Investment Grade:
7.4%
Corporate - Non-Investment Grade:
23.5%
Municipal Bonds:
33.0%
U.S. Government/Agency:
14.8%
Asset class Assets Assets %
Equity - Exchange $1,004,996,529 21.3%
Corporate - Investment Grade $349,153,724 7.4%
Corporate - Non-Investment Grade $1,108,798,988 23.5%
Municipal Bonds $1,557,036,876 33.0%
U.S. Government/Agency $698,307,448 14.8%
Total $4,718,293,565 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
DELTA VECTOR MOMENTUM FOUNDATION ATLAS R257VFEV6 TGPVT 2.84% $62,463,237
UNISON VERTEX PIONEER CREST MOMENTUM 2UC0I5DET ZJI 4.83% $61,661,116
CREST ELEMENT FRONTIER VECTOR DELTA CSHOELBOI LZIA 9.70% $10,185,452
ELEMENT PIONEER MATRIX MERIDIAN AVKDFHUJB OKI 8.92% $11,630,900
RADIAL PEAK FRONTIER FUSION UOOEMXQSX IWO 12.33% $71,264,538
CAPITAL PEAK WAVE MOMENTUM ATLAS YKSM1H4KN OGDSG 4.22% $111,880,703
VECTOR SIGNAL ELEMENT HORIZON DQCNS684O IPUB 9.06% $17,025,129
OAK VECTOR VALUE TIMBER TTDGL2RHZ NVNE 9.55% $89,528,149

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