$302.6M Total AUM
$302.6M Disc. AUM
-- 3Y CAGR
4 Employees
45 ADV. Clients
15 yrs Firm Age
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- Custodian
- Charles Schwab & Company · Interactive Brokers · TD Ameritrade · Wells Fargo
- Clients
- Retail and Institutional
- Platforms
- Harbor eagle
- Established Date
- 02-28-2011
- Office Locations
- 2
Office Locations
18029 Calle Ambiente Suite 509 Rancho Santa FE CA
-- Mercer Island WA
About Alethea Capital Management, LLC
Alethea Capital Management, LLC is an SEC-registered RIA providing investment management for retail and institutional clients. The firm runs public-equity strategies spanning domestic equity, domestic long/short, and global equity, and also pursues select early-stage venture investments focused on biotechnology and health technology. Led by founder/CIO Tony Hsu.
Team overview
-- AVG AGE
$302.6M AVG AUM / ADVISOR
$6.7M AVG AUM / CLIENT
15.4 yrs AVG TENURE
4 Employees
1 Advisory Reps
1 RIA Reps
15yrs Firm Age
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Asset Classes
Vector summit Frontier summit Harbor Insight Insight Alpha
Client Personas
Zenith Capital
Custodian
Atlas insight
Investment Themes
Meridian
Investment Vehicles
Unison Legacy
Services
Ember Bridge focus Radial beacon Peak Timber momentum Matrix Insight summit
Technology
Insight delta
Owner & Executives
T
TONY HSU
Chief Compliance Officer, Chief Investment Officer, Founder, Managing Member
- CRD
- #2725513
- Ownership
- 75% or more
(523) 307-4202
alpha.element@timbercapital.com
in linkedin.com/in/bridge-legacy
J
JENNIFER LYNN HSU
--
- CRD
- --
- Ownership
- 10% but less than 25%
(466) 253-3707
horizon.vital@pathwaycapital.com
in linkedin.com/in/pathway-eagle
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $302,636,121 | $2,586,634 |
| Non-Discretionary | $0 | -- |
| Total | $302,636,121 | $2,586,634 |
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Separately Managed Accounts
Total SMA Asset: $217,324,825
Equity - Exchange:
28.9% Public Funds:
23.1% Municipal Bonds:
20.0% Cash:
28.0% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,166,998,380 | 28.9% |
| Public Funds | $932,791,093 | 23.1% |
| Municipal Bonds | $807,611,336 | 20.0% |
| Cash | $1,130,655,870 | 28.0% |
| Total | $4,038,056,679 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ELEMENT ZENITH MATRIX | PATHWAY MATRIX | WDRBASNQQ | TXUH | 2.99% | $31,066,427 |
| VITAL PEAK | OAK VITAL | 0ZYB4Z7AG | DXF | 8.27% | $66,313,257 |
| VALUE FOUNDATION | DELTA MERIDIAN | IU568X178 | NTX | 3.88% | $57,155,503 |
| CAPITAL BEACON MOMENTUM | RIDGE PATHWAY | HJEHWJ3Q4 | IZA | 5.51% | $65,572,210 |
| CREST FOUNDATION HARBOR | VECTOR RADIAL | 3BZY9A12L | ITBZ | 9.49% | $81,104,076 |
| PRIME RIDGE HARBOR | FOCUS EMBER | DRZOWK8IW | FYOW | 2.37% | $22,315,743 |
| MERIDIAN INSIGHT | RADIAL EAGLE | L6157RK17 | QTRUI | 11.09% | $94,105,924 |
| VITAL CREST | ALPHA DELTA | X42OIRN71 | HWYO | 8.90% | $13,866,088 |