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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- FoundationGlacier frontier +more
- Established Date
- 07-30-2002
- Office Locations
- 1
Office Locations
About Alpha Capital Management
Alpha Capital Management is an Austin, TX registered investment adviser serving retail and institutional clients. The firm provides portfolio management and financial planning, including estate planning, insurance, and business-succession support. Portfolios are ETF-centric with a risk-managed approach and a fixed-income sleeve (including U.S. government/agency bonds). Custody commonly at Schwab and Fidelity.
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Owner & Executives
BUDDIE CLOYS BALLARD JR
Managing Director, Managing Partner
- CRD
- #1580166
- Ownership
- 50% but less than 75%
MICHAEL TERENCE TURNER JR
Chief Compliance Officer, Managing Partner, Partner
- CRD
- #2764797
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
Unlock allContacts
DARREN MARK ANDERSON
Advisor
- CRD
- #7067429
RAYMOND WILLIAM BERGMAN
Managing Director
- CRD
- #2129377
Signal delta
Ridge meridian
- CRD
- #59133
Showing 2 of 6 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $863,253,446 | $677,062 |
| Non-Discretionary | $8,177,400 | $199,449 |
| Total | $871,430,846 | $662,181 |
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Separately Managed Accounts
Total SMA Asset: $871,430,846
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,401,133,757 | 19.2% |
| U.S. Government/Agency | $1,890,071,058 | 25.9% |
| Cash | $4,006,366,836 | 54.9% |
| Total | $7,297,571,651 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VALUE SIGNAL | VALUE BRIDGE | 9ULNIO3S5 | RGIP | 4.39% | $36,670,257 |
| CATALYST RADIAL | UNISON VERTEX | 45AGZHFGZ | SMNL | 9.28% | $14,957,681 |
| NORTH ATLAS PATHWAY | LEGACY PATHWAY | TKI7QTM9T | FSKX | 5.94% | $15,811,396 |
| MATRIX EMBER RADIAL | HARBOR ALPHA | QAYSF6NG5 | GZXX | 7.60% | $46,319,499 |
| HORIZON PEAK ATLAS | PIONEER PEAK | JNLR9EUPE | HBAEP | 9.14% | $20,715,640 |
| WAVE ATLAS VALUE | EAGLE OAK | 8S05FQIJR | ZWJ | 4.56% | $21,746,528 |
| OAK WAVE RIDGE | HORIZON SUMMIT | 2Z0NDYW8D | LJX | 8.76% | $89,409,522 |
| VECTOR BEACON SIGNAL | EMBER RADIAL | YTCJGG6PQ | HTYCJ | 9.34% | $86,519,188 |