$22.6M Total AUM
$22.6M Disc. AUM
-- 3Y CAGR
1 Employees
71 ADV. Clients
1 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Glacier
- Established Date
- 04-07-2025
- Office Locations
- 1
Office Locations
40 Pennsylvania AVE Malvern PA
About Alpha Rock Investments, LLC
Alpha Rock Investments, LLC is a Pennsylvania-registered RIA led by founder/CIO Brian Schreiner. Small by design, clients work directly with him on disciplined, risk-managed portfolio construction focused on protecting and growing capital and improving diversification beyond traditional strategies. The firm publishes weekly investment updates and other insights (including a Barron’s article) and offers client access via Schwab.
Team overview
46 AVG AGE
$22.6M AVG AUM / ADVISOR
$318.9K AVG AUM / CLIENT
1.2 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
1yrs Firm Age
Insights
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Asset Classes
Catalyst matrix Matrix quantum Alpha Element Unison harbor Radial Legacy Peak quantum Momentum north Quantum momentum Pioneer harbor
Client Personas
Glacier optima North
Custodian
Focus Glacier quantum Bridge Optima
Investment Themes
Legacy Summit glacier Crest Frontier
Investment Vehicles
Prime Vital insight
Services
Zenith foundation Vertex ridge Signal bridge Alpha wave Focus vital
Technology
Ember
Owner & Executives
BRIAN ANDREW SCHREINER
Chief Compliance Officer, Chief Investment Officer, FOUNDER
- CRD
- #4551957
- Ownership
- 75% or more
(319) 488-4019
signal.harbor@peakcapital.com
in linkedin.com/in/optima-north
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $22,640,000 | $250,000 |
| Non-Discretionary | $0 | -- |
| Total | $22,640,000 | $250,000 |
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Separately Managed Accounts
Total SMA Asset: $22,640,000
Equity - Exchange:
33.7% Equity - OTC:
36.0% Cash:
30.3% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,051,180,071 | 33.7% |
| Equity - OTC | $1,122,922,331 | 36.0% |
| Cash | $945,126,296 | 30.3% |
| Total | $3,119,228,698 | 100.0% |