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- Custodian
- Charles Schwab & Company ยท Citibank
- Clients
- Retail
- Platforms
- MatrixPeak wave +more
- Established Date
- 10-01-2018
- Office Locations
- 1
Office Locations
About Ambastha Financial LLC
Ambastha Financial LLC is a Mountain View, CA registered investment adviser providing asset management and portfolio construction for retail clients. The firm emphasizes active management and asset allocation, with portfolios primarily implemented using ETFs and complemented by mutual funds and fixed income, including socially responsible investing themes. Led by founder/CCO Kuldip K. Ambastha, the firm publishes frequent market and single-stock commentary on its website.
Team overview
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Asset Classes
Custodian
Investment Themes
Investment Vehicles
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Technology
Owner & Executives
KULDIP KUMAR AMBASTHA
Chief Compliance Officer, FOUNDER, Investment Advisor, Owner, President
- CRD
- #4681593
- Ownership
- 75% or more
ANIL KUMAR AMBASTHA
FOUNDER, Investment Advisor, Owner
- CRD
- #7070005
- Ownership
- 5% but less than 10%
Beacon insight
Optima momentum
- CRD
- #66440
- Ownership
- 45.2%
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $5,949,710 | -- |
| Non-Discretionary | $0 | -- |
| Total | $5,949,710 | -- |
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Separately Managed Accounts
Total SMA Asset: $5,949,710
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $401,676,028 | 10.8% |
| Cash | $520,691,147 | 14.0% |
| Corporate - Non-Investment Grade | $948,401,733 | 25.5% |
| Corporate - Investment Grade | $1,848,453,573 | 49.7% |
| Total | $3,719,222,481 | 100.0% |