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Apriem Advisors

Apriem Advisors. CRD 108188

Apriem Advisors logo

CRD: 108188

Apriem Advisors

Irvine, CA, 92612
9492538888
www.apriem.com
$1.5B Total AUM
$1.5B Disc. AUM
11.5% 3Y CAGR
17 Employees
1,073 ADV. Clients
28 yrs Firm Age

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Firm Details

Custodian
Broadridge · Charles Schwab & Company · Goldman Sachs
Clients
Retail and Institutional
Platforms
SignalSignal +more
Established Date
03-20-1998
Office Locations
1

Office Locations

19200 VON Karman Avenue Suite 1050 Irvine CA

About Apriem Advisors

Apriem Advisors is an Irvine, CA-based fiduciary wealth manager serving families, including retirees and entrepreneurs, with holistic planning spanning retirement, estate, tax, and business planning alongside investment management. Portfolios emphasize diversified allocation using ETFs and public funds, with risk-aware, tax-efficient implementation. The firm also supports institutional relationships and commonly custody through Charles Schwab.

Team overview

47 AVG AGE
$106.2M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
13.9 yrs AVG TENURE
17 Employees
14 Advisory Reps
13 RIA Reps
28yrs Firm Age

Insights

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Asset Classes

Peak Optima optima Summit Pathway radial Beacon Momentum ridge Crest vertex

Client Personas

Fusion

CRM

Prime beacon

Custodian

Delta optima

Investment Themes

Vital Pioneer Delta crest Unison optima

Investment Vehicles

Wave matrix

Platform

Vertex Focus Harbor pathway

Services

Pathway peak Vital Foundation Zenith Meridian element Glacier Meridian Insight Vertex Radial

Technology

Wave Summit Pathway oak Quantum

Owner & Executives

HARMON ANSON KONG

HARMON ANSON KONG

Chief Financial Officer, DIRECTOR, Founder, Secretary, TREASURER

CRD
#1912783
Ownership
50% but less than 75%
(781) 389-5905
prime.foundation@legacycapital.com
in linkedin.com/in/vital-quantum
L

LEA THERESA KONG

--

CRD
--
Ownership
50% but less than 75%
(316) 793-7129
capital.crest@timbercapital.com
in linkedin.com/in/oak-value
Q

Quantum beacon

Focus atlas

CRD
#60910
Ownership
13.5%
(652) 562-3724
optima.value@vitalcapital.com
in linkedin.com/in/catalyst-vertex

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Contacts

Cole Nolan Ducote

Cole Nolan Ducote

Financial Planner

CRD
#6804713
(810) 924-6646
north.frontier@eaglecapital.com
in linkedin.com/in/optima-insight
Joshua James Umberto Garland

Joshua James Umberto Garland

Financial Advisor

CRD
#7055218
(588) 227-9641
bridge.quantum@embercapital.com
in linkedin.com/in/focus-wave
B

Beacon eagle

Eagle quantum momentum

CRD
#41200
(795) 290-5537
horizon.optima@elementcapital.com
in linkedin.com/in/delta-focus

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-01-2022
11-02-2023
03-05-2024
03-26-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $1,463,488,899 $508,686
Non-Discretionary $22,888,898 $7,629,633
Total $1,486,377,797 $516,103

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Separately Managed Accounts

Total SMA Asset: $1,486,377,797

$1.5B Total SMA
Public Funds:
18.6%
Equity - Exchange:
20.7%
Cash:
15.5%
Corporate - Investment Grade:
13.5%
U.S. Government/Agency:
6.3%
Municipal Bonds:
25.4%
Asset class Assets Assets %
Public Funds $1,495,485,048 18.6%
Equity - Exchange $1,664,330,134 20.7%
Cash $1,246,237,540 15.5%
Corporate - Investment Grade $1,085,432,696 13.5%
U.S. Government/Agency $506,535,258 6.3%
Municipal Bonds $2,042,221,518 25.4%
Total $8,040,242,194 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
VITAL SUMMIT ALPHA FOCUS EKON3TDWL MWFPY 1.55% $111,269,407
OAK SUMMIT QUANTUM PEAK PEAK JRO0PJX5M QQTUA 5.98% $31,067,989
HARBOR PIONEER ZENITH OAK CREST 20M385K25 ZPEC 0.88% $69,030,489
VERTEX HARBOR BEACON MATRIX 34F87SAW4 RWEQ 5.21% $116,350,499
FUSION SUMMIT PRIME UNISON E81YBMB9Q KCN 10.02% $17,737,921
FOUNDATION ATLAS NORTH PEAK P0C3RFRF3 BQYS 5.02% $46,927,845
CREST FRONTIER HARBOR GLACIER IOZ9ZNE67 FNEOV 9.20% $61,315,303
NORTH INSIGHT VERTEX BRIDGE EHME9Y1H9 LZGD 6.23% $27,672,012

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