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- Custodian
- Fidelity/NFS ยท Pershing
- Clients
- Retail and Institutional
- Platforms
- Horizon focus
- Established Date
- 06-01-2001
- Office Locations
- 1
Office Locations
About Arlen Capital, LLC
Arlen Capital, LLC (Arlen Corporation) is a Warwick, Rhode Island wealth management firm serving high net worth individuals and select business entities. The team provides wealth planning and portfolio management, including retirement planning, insurance and business succession support, with portfolios built across asset allocation strategies using mutual funds, fixed income and annuities. Affiliated with Osaic Wealth Inc.
Team overview
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Asset Classes
Client Personas
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
FRANK PETER MCGOFF
Chief Compliance Officer, EXECUTIVE VICE PRESIDENT
- CRD
- #865966
- Ownership
- Less than 5%
ADAM MCCRYSTAL SULLIVAN
EXECUTIVE VICE PRESIDENT
- CRD
- #4901150
- Ownership
- Less than 5%
Catalyst pathway
Catalyst harbor
- CRD
- #21348
- Ownership
- 24.9%
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DAVID A NABB
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- CRD
- #5174911
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $346,416,598 | $504,245 |
| Non-Discretionary | $2,403,823 | $801,274 |
| Total | $348,820,421 | $505,537 |
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Separately Managed Accounts
Total SMA Asset: $348,820,421
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $879,071,320 | 13.7% |
| Private Funds | $2,617,964,223 | 40.8% |
| Cash | $2,194,470,010 | 34.2% |
| Equity - Exchange | $725,073,425 | 11.3% |
| Total | $6,416,578,978 | 100.0% |