$26.8M Total AUM
$25.2M Disc. AUM
-- 3Y CAGR
1 Employees
132 ADV. Clients
11 yrs Firm Age
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- Custodian
- Assetmark ยท John Hancock
- Clients
- Retail
- Platforms
- Vector
- Established Date
- 05-01-2015
- Office Locations
- 1
Office Locations
5583 Waterford Lane, Suite A Appleton WI
About ASC 401(K) Management
ASC 401(k) Management is a Wisconsin-based, owner-led advisory practice providing relationship-driven financial planning with a strong retirement/401(k) orientation. Offers education-first guidance or full-service support on goal-based portfolios, including asset allocation and portfolio construction, with planning around taxes, estate and insurance needs. Publishes a monthly video newsletter for investors.
Team overview
47 AVG AGE
$26.8M AVG AUM / ADVISOR
$202.7K AVG AUM / CLIENT
4.8 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
11yrs Firm Age
Insights
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Asset Classes
Pathway Beacon north
Custodian
Eagle element
Investment Themes
Crest Frontier signal Prime crest
Investment Vehicles
Meridian
Services
Catalyst frontier Eagle Matrix Optima Glacier element Delta crest Optima Vital vector Bridge radial
Technology
Pioneer alpha
Owner & Executives
NATHAN DANIEL SCHLEICHER
Chief Compliance Officer, Managing Member, President
- CRD
- #4534784
- Ownership
- 75% or more
(848) 400-8914
wave.alpha@horizoncapital.com
in linkedin.com/in/north-wave
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $25,223,387 | -- |
| Non-Discretionary | $1,532,811 | $222,643 |
| Total | $26,756,198 | $222,643 |
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Separately Managed Accounts
Total SMA Asset: $26,756,198
Public Funds:
100.0% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $6,737,815,391 | 100.0% |
| Total | $6,737,815,391 | 100.0% |