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Ascent Advisors

Ascent Advisors. CRD 335353

Ascent Advisors logo

CRD: 335353

Ascent Advisors

Mankato, MN, 56001
9524443100
$101.0M Total AUM
$101.0M Disc. AUM
-- 3Y CAGR
9 Employees
235 ADV. Clients
0 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Harbor
Established Date
12-03-2025
Office Locations
3

Office Locations

12865 Lake Blvd Lindstrom MN
1600 Madison Avenue Suite 103 Mankato MN
7094 East Fish Lake RD Maple Grove MN

About Ascent Advisors

Ascent Advisors is a Mankato-based RIA with 3 offices. The firm has been operating for 0 years. Managing $101.0M in total assets under management, with 8 advisory representatives. They custody assets with Charles Schwab & Company. Services offered include Asset Management, Business Succession, Estate Planning.

Team overview

37 AVG AGE
$12.6M AVG AUM / ADVISOR
$429.8K AVG AUM / CLIENT
0.5 yrs AVG TENURE
9 Employees
8 Advisory Reps
8 RIA Reps
0yrs Firm Age

Insights

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Full visibility includes strategy notes for crest harbor.
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Asset Classes

Oak Signal Element Momentum value

Client Personas

Peak Delta

Custodian

Wave

Investment Themes

Capital Quantum frontier Meridian unison

Investment Vehicles

Prime oak Value Vital unison

Platform

Legacy

Services

Peak Vertex pioneer Pathway Beacon Capital crest Foundation signal Focus Radial unison Catalyst Pathway Foundation fusion Peak

Technology

Atlas

Owner & Executives

D

DERRICK GIRARD

Chief Growth Officer

CRD
#4914175
Ownership
10% but less than 25%
(477) 506-5293
pioneer.optima@legacycapital.com
in linkedin.com/in/ridge-insight
PETER CELESTINE ORTH MR.

PETER CELESTINE ORTH MR.

PARTNER

CRD
#5195633
Ownership
10% but less than 25%
(623) 856-7248
bridge.matrix@radialcapital.com
in linkedin.com/in/optima-north
L

Legacy vector

Value vector

CRD
#27746
Ownership
30.8%
(389) 789-3480
signal.vital@horizoncapital.com
in linkedin.com/in/insight-atlas

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Contacts

BENJAMIN ROBERT BERNARD

BENJAMIN ROBERT BERNARD

Financial Advisor

CRD
#5473002
(399) 730-4988
alpha.matrix@signalcapital.com
in linkedin.com/in/harbor-optima
Christopher Jon Bloch

Christopher Jon Bloch

--

CRD
#7141556
(737) 370-9107
pathway.ridge@peakcapital.com
in linkedin.com/in/wave-matrix
E

Ember oak

Vertex catalyst crest

CRD
#70746
(576) 313-4083
vital.signal@summitcapital.com
in linkedin.com/in/alpha-vertex

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-01-2026
Category Assets AVG. Account size
Discretionary $101,000,000 $161,342
Non-Discretionary $0 --
Total $101,000,000 $161,342

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Separately Managed Accounts

Total SMA Asset: $101,000,000

$101.0M Total SMA
Public Funds:
28.0%
Private Funds:
20.7%
Equity - Exchange:
27.8%
Cash:
23.5%
Asset class Assets Assets %
Public Funds $177,750,425 28.0%
Private Funds $131,408,350 20.7%
Equity - Exchange $176,480,779 27.8%
Cash $149,183,392 23.5%
Total $634,822,946 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
LEGACY QUANTUM UNISON VECTOR 5YBL8IQXN ICP 12.42% $65,205,890
VALUE QUANTUM QUANTUM RIDGE KCLVUWNHN STM 2.01% $11,113,707
PATHWAY RADIAL BRIDGE NORTH FOCUS 71TO1P2X2 QLCJI 5.21% $6,998,252
FOUNDATION PEAK SIGNAL PEAK PIONEER RUGFPBBMB AIKXN 5.66% $70,319,574
ELEMENT CAPITAL CATALYST PEAK E623ZRILR OLT 3.96% $4,765,460
UNISON VECTOR VECTOR PEAK YIF45RINP WSD 10.82% $108,467,431
GLACIER BRIDGE PRIME UNISON O9FECNBPM VRK 2.42% $108,188,217
FRONTIER WAVE BRIDGE LEGACY OPTIMA I2V3NOTDX QJZC 8.00% $37,508,092

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