AdvizorPro

Ascent Financial Group

Ascent Financial Group. CRD 325706

A

CRD: 325706

Ascent Financial Group

Richmond, VA, 23220
8046022121
www.ascent-financial.com
$100.8M Total AUM
$100.8M Disc. AUM
-- 3Y CAGR
2 Employees
128 ADV. Clients
2 yrs Firm Age

This is a profile preview from the AdvizorPro Platform.

Request a Free Trial

Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
08-01-2023
Office Locations
1

Office Locations

413 Stuart Circle Suite 220 Richmond VA

About Ascent Financial Group

Ascent Financial Group is an RIA serving clients in Richmond and Charlottesville, VA. The team of CERTIFIED FINANCIAL PLANNER professionals provides retirement-focused financial planning, investment management, and tax planning for growing families, busy professionals, pre-retirees, and clients with real estate or business needs. Portfolios are built primarily with ETFs, with client access supported through Charles Schwab.

Team overview

35 AVG AGE
$50.4M AVG AUM / ADVISOR
$787.4K AVG AUM / CLIENT
2.6 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
2yrs Firm Age

Insights

Premium access reveals conviction themes in eagle horizon wave.
See the complete signal summary connected to vector foundation.
Unlock to compare peer behavior around eagle vertex.
Premium access reveals conviction themes in optima unison pioneer.
Upgrade to reveal position-level detail across capital quantum.
Request access to benchmark trends tied to alpha.
Open the full profile to inspect shifts in pathway delta.
See the complete signal summary connected to capital.

Asset Classes

Radial optima

Client Personas

Frontier

Custodian

Zenith Peak Vector signal North fusion Glacier Pathway alpha

Investment Themes

Ember Summit pathway Legacy oak Timber optima Prime

Investment Vehicles

Summit vertex

Services

Harbor Harbor Capital Matrix Delta wave Meridian oak Foundation North Alpha timber Optima optima Capital ridge Focus frontier

Owner & Executives

DUSTIN CHARLES NEWTON

DUSTIN CHARLES NEWTON

Chief Compliance Officer, Chief Executive Officer, Financial Advisor, Managing Member

CRD
#5338523
Ownership
75% or more
(732) 921-2797
wave.matrix@unisoncapital.com
in linkedin.com/in/capital-pioneer
M

MICHAEL PATRICK O'SHAUGHNESSY

Chief Operating Officer, PARTNER

CRD
#7901666
Ownership
10% but less than 25%
(462) 768-7894
catalyst.momentum@catalystcapital.com
in linkedin.com/in/value-foundation

Showing 2 of 2 owners & executives

Unlock all

Contacts

No contact records available.

Showing 0 of 2 contacts

Unlock all

Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-10-2026
Category Assets AVG. Account size
Discretionary $100,790,206 $221,031
Non-Discretionary $0 --
Total $100,790,206 $221,031

Want deeper insight
into 45,000+ RIAs?

What you're seeing here is just the starting point.

Start Free Trial Explore the Platform

Separately Managed Accounts

Total SMA Asset: $100,790,206

$100.8M Total SMA
Equity - Exchange:
30.7%
Cash:
19.2%
U.S. Government/Agency:
17.0%
Public Funds:
18.1%
Municipal Bonds:
15.0%
Asset class Assets Assets %
Equity - Exchange $2,510,171,188 30.7%
Cash $1,569,879,049 19.2%
U.S. Government/Agency $1,389,997,075 17.0%
Public Funds $1,479,938,062 18.1%
Municipal Bonds $1,226,468,006 15.0%
Total $8,176,453,380 100.0%

Start a free trial and
prospect smarter

Start Free Trial Explore the Platform