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Ascent Financial Group

Ascent Financial Group. CRD 325706

A

CRD: 325706

Ascent Financial Group

Richmond, VA, 23220
8046022121
www.ascent-financial.com
$100.8M Total AUM
$100.8M Disc. AUM
-- 3Y CAGR
2 Employees
128 ADV. Clients
2 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
08-01-2023
Office Locations
1

Office Locations

413 Stuart Circle Suite 220 Richmond VA

About Ascent Financial Group

Ascent Financial Group is an RIA serving clients in Richmond and Charlottesville, VA. The team of CERTIFIED FINANCIAL PLANNER professionals provides retirement-focused financial planning, investment management, and tax planning for growing families, busy professionals, pre-retirees, and clients with real estate or business needs. Portfolios are built primarily with ETFs, with client access supported through Charles Schwab.

Team overview

35 AVG AGE
$50.4M AVG AUM / ADVISOR
$787.4K AVG AUM / CLIENT
2.6 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
2yrs Firm Age

Insights

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Asset Classes

Radial optima North

Client Personas

Frontier

Custodian

Zenith Peak Vector signal North fusion Glacier Pathway alpha

Investment Themes

Ember Summit pathway Legacy oak Timber optima Prime

Investment Vehicles

Summit vertex

Services

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Owner & Executives

DUSTIN CHARLES NEWTON

DUSTIN CHARLES NEWTON

Chief Compliance Officer, Chief Executive Officer, Financial Advisor, Managing Member

CRD
#5338523
Ownership
75% or more
(732) 921-2797
wave.matrix@unisoncapital.com
in linkedin.com/in/capital-pioneer
M

MICHAEL PATRICK O'SHAUGHNESSY

Chief Operating Officer, PARTNER

CRD
#7901666
Ownership
10% but less than 25%
(462) 768-7894
catalyst.momentum@catalystcapital.com
in linkedin.com/in/value-foundation

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-10-2026
Category Assets AVG. Account size
Discretionary $100,790,206 $221,031
Non-Discretionary $0 --
Total $100,790,206 $221,031

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Separately Managed Accounts

Total SMA Asset: $100,790,206

$100.8M Total SMA
Equity - Exchange:
30.7%
Cash:
19.2%
U.S. Government/Agency:
17.0%
Public Funds:
18.1%
Municipal Bonds:
15.0%
Asset class Assets Assets %
Equity - Exchange $2,510,171,188 30.7%
Cash $1,569,879,049 19.2%
U.S. Government/Agency $1,389,997,075 17.0%
Public Funds $1,479,938,062 18.1%
Municipal Bonds $1,226,468,006 15.0%
Total $8,176,453,380 100.0%

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