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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Optima pathwayElement
- Established Date
- 05-01-2021
- Office Locations
- 1
Office Locations
About Ascent Fintech LLC
Ascent Fintech LLC is an Illinois-based RIA providing asset management, financial planning, and retirement plan services (including 401(k), 403(b), and pension plans). The firm develops investment strategies, selects and monitors portfolios, and primarily implements ETF-based allocations for retail clients, including entrepreneurs, with custody through Charles Schwab.
Team overview
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Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
Monarch Bhatt
Chief Compliance Officer, INVESTMENT ADVISOR REPRESENTATIVE, Managing Member, Senior Financial Analyst
- CRD
- #7420605
- Ownership
- 50% but less than 75%
Rupam Patel
Managing Member
- CRD
- --
- Ownership
- 50% but less than 75%
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $4,848,779 | -- |
| Non-Discretionary | $0 | -- |
| Total | $4,848,779 | -- |
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Separately Managed Accounts
Total SMA Asset: $4,848,779
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,676,918,373 | 49.4% |
| Cash | $1,717,653,232 | 50.6% |
| Total | $3,394,571,605 | 100.0% |