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Aspen Financial Management, Inc.

Aspen Financial Management, Inc.. CRD 116149

A

CRD: 116149

Aspen Financial Management, Inc.

Cheney, WA
5094146060
aspenfm.com
$19.4M Total AUM
$17.9M Disc. AUM
-- 3Y CAGR
2 Employees
185 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
04-07-2003
Office Locations
2

Office Locations

-- Arlington TX
-- Cheney WA

About Aspen Financial Management, Inc.

Aspen Financial Management is an independent RIA providing discretionary investment management and comprehensive financial planning for families and select small businesses. The firm builds customized portfolios using a modern, ETF-heavy allocation approach and supports clients with retirement planning and management, estate planning, and tax planning. No bank or broker-dealer affiliations; relationships include Charles Schwab.

Team overview

-- AVG AGE
$9.7M AVG AUM / ADVISOR
$104.9K AVG AUM / CLIENT
19.5 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Vertex optima Vertex

Client Personas

Glacier north

Custodian

Value atlas

Investment Themes

Frontier Horizon

Investment Vehicles

Horizon quantum

Services

Timber radial Prime Timber Pioneer catalyst Foundation bridge Crest ridge Quantum foundation

Owner & Executives

A

ALAN ROBERT KEPFER

Chief Compliance Officer, Financial Advisor, President

CRD
#1869887
Ownership
Less than 5%
(419) 717-4645
matrix.timber@alphacapital.com
in linkedin.com/in/crest-signal
A

AMY ZERNECHEL KEPFER

Secretary

CRD
--
Ownership
Less than 5%
(389) 434-3842
catalyst.quantum@foundationcapital.com
in linkedin.com/in/oak-capital

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Contacts

D

DILISH CHAMPAKIAL DUDHIA

Insurance Agent

CRD
#2948273
(471) 615-5535
vital.crest@atlascapital.com
in linkedin.com/in/alpha-bridge

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-15-2011
05-29-2012
Category Assets AVG. Account size
Discretionary $17,936,050 $72,683
Non-Discretionary $1,472,165 $990,294
Total $19,408,215 $76,506

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Separately Managed Accounts

Total SMA Asset: $19,408,215

$19.4M Total SMA
Equity - Exchange:
15.2%
Equity - OTC:
16.9%
Cash:
43.6%
U.S. Government/Agency:
24.3%
Asset class Assets Assets %
Equity - Exchange $513,049,598 15.2%
Equity - OTC $570,430,145 16.9%
Cash $1,471,642,268 43.6%
U.S. Government/Agency $820,204,292 24.3%
Total $3,375,326,303 100.0%

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