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Aspen Wealth Management, Inc.

Aspen Wealth Management, Inc.. CRD 116061

Aspen Wealth Management, Inc. logo

CRD: 116061

Aspen Wealth Management, Inc.

Overland Park, KS, 66210
9134910500
$83.4M Total AUM
$83.4M Disc. AUM
-- 3Y CAGR
3 Employees
105 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
04-05-2000
Office Locations
1

Office Locations

9300 W. 110th Street Suite 680 Overland Park KS

About Aspen Wealth Management, Inc.

Aspen Wealth Management, Inc. is a fee-only RIA providing retirement-focused financial planning, advisory services, and discretionary investment management. The firm emphasizes risk mitigation—seeking to capture most upside while avoiding major drawdowns—using valuation discipline (buy good assets at cheap prices) and attention to market trends. Portfolios commonly use ETFs and mutual funds, with custody through Charles Schwab.

Team overview

58 AVG AGE
$27.8M AVG AUM / ADVISOR
$793.9K AVG AUM / CLIENT
16 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
26yrs Firm Age

Insights

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Asset Classes

Capital value Peak unison Legacy unison Ember Glacier

Client Personas

Insight Delta

Custodian

Catalyst unison Alpha radial Radial momentum

Investment Themes

Summit north Meridian Fusion

Investment Vehicles

Value

Services

Beacon Atlas north Timber Zenith insight Wave horizon Pioneer matrix Glacier prime Capital atlas

Owner & Executives

T

TREVOR KYLE HOLSINGER

President, Vice President

CRD
#2816719
Ownership
75% or more
(448) 563-9868
zenith.crest@meridiancapital.com
in linkedin.com/in/signal-harbor
S

STEPHEN JAMES SMALL

Chief Compliance Officer, Investment Advisor Representative

CRD
#5400331
Ownership
5% but less than 10%
(751) 230-8259
value.oak@catalystcapital.com
in linkedin.com/in/pathway-radial

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Contacts

T

TAVIS CRAIG HOLSINGER

Financial Advisor

CRD
#3011205
(818) 956-9579
matrix.catalyst@primecapital.com
in linkedin.com/in/eagle-meridian

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-15-2011
03-30-2012
11-21-2013
03-31-2014
01-02-2015
Category Assets AVG. Account size
Discretionary $83,358,059 $111,747
Non-Discretionary $0 $1,119,934
Total $83,358,059 $115,176

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Separately Managed Accounts

Total SMA Asset: $83,358,059

$83.4M Total SMA
Equity - Exchange:
12.8%
Public Funds:
8.2%
Private Funds:
12.0%
Cash:
9.1%
Corporate - Investment Grade:
24.1%
Municipal Bonds:
5.0%
Other:
5.9%
U.S. Government/Agency:
22.9%
Asset class Assets Assets %
Equity - Exchange $983,824,875 12.8%
Public Funds $630,262,810 8.2%
Private Funds $922,335,820 12.0%
Cash $699,437,997 9.1%
Corporate - Investment Grade $1,852,357,772 24.1%
Municipal Bonds $384,306,592 5.0%
Other $453,481,778 5.9%
U.S. Government/Agency $1,760,124,190 22.9%
Total $7,686,131,834 100.0%

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