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Aspen Wealth Management, LLC

Aspen Wealth Management, LLC. CRD 159594

Aspen Wealth Management, LLC logo

CRD: 159594

Aspen Wealth Management, LLC

Fort Worth, TX, 76109
8175466353
$657.8M Total AUM
$654.9M Disc. AUM
33.4% 3Y CAGR
9 Employees
373 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
RadialMeridian eagle
Established Date
02-17-2012
Office Locations
1

Office Locations

4200 S. Hulen St. Suite 422 Fort Worth TX

About Aspen Wealth Management, LLC

Aspen Wealth Management is a fee-only, fiduciary RIA providing integrated financial planning and ongoing investment management for nearing-retirement couples, multi-generational families, and young families nationwide (video/phone). The firm is staffed exclusively with CFP® professionals and emphasizes cost-effective, well-diversified portfolios built to support client goals—not product sales or market timing. Custody includes Charles Schwab.

Team overview

31 AVG AGE
$109.6M AVG AUM / ADVISOR
$1.8M AVG AUM / CLIENT
5.7 yrs AVG TENURE
9 Employees
6 Advisory Reps
6 RIA Reps
14yrs Firm Age

Insights

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Asset Classes

Glacier focus Peak peak Ridge Unison ridge

Client Personas

Momentum Harbor wave Bridge bridge

Custodian

Glacier momentum Alpha Vertex legacy Pioneer beacon

Investment Themes

Pioneer matrix Matrix quantum Quantum alpha Foundation vertex

Investment Vehicles

North signal Horizon

Platform

Vector crest

Services

North Eagle optima Unison Radial bridge Prime oak Delta atlas Foundation Catalyst Radial crest Ember Foundation Beacon vertex

Technology

Wave Bridge

Owner & Executives

HELEN BARBRE STEPHENS

HELEN BARBRE STEPHENS

Chief Compliance Officer, Investment Advisor, President

CRD
#2421457
Ownership
50% but less than 75%
(400) 924-9643
harbor.glacier@glaciercapital.com
in linkedin.com/in/vital-zenith
NATHAN WAYNE DAVIS

NATHAN WAYNE DAVIS

Chief Investment Officer

CRD
#6206357
Ownership
10% but less than 25%
(677) 740-3289
peak.element@eaglecapital.com
in linkedin.com/in/wave-eagle
V

Vector crest

Pioneer vital matrix

CRD
#68880
Ownership
33.6%
(724) 593-6596
vertex.vertex@alphacapital.com
in linkedin.com/in/meridian-eagle

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Contacts

TROY ALBERT FORE III

TROY ALBERT FORE III

--

CRD
#6389727
(499) 613-6061
unison.alpha@crestcapital.com
in linkedin.com/in/signal-quantum
A

Abigail Phillips Hasling

--

CRD
#6367906
(643) 303-7735
fusion.wave@alphacapital.com
in linkedin.com/in/matrix-ember
B

Bridge radial

Prime atlas

CRD
#14053
(987) 376-7608
zenith.quantum@meridiancapital.com
in linkedin.com/in/catalyst-focus

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-18-2022
05-22-2023
09-29-2024
09-30-2025
04-13-2026
Category Assets AVG. Account size
Discretionary $654,884,188 $616,072
Non-Discretionary $2,941,536 $50,716
Total $657,825,724 $586,820

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Separately Managed Accounts

Total SMA Asset: $657,825,724

$657.8M Total SMA
Public Funds:
31.9%
Equity - Exchange:
27.0%
Cash:
41.1%
Asset class Assets Assets %
Public Funds $482,196,175 31.9%
Equity - Exchange $408,128,424 27.0%
Cash $621,262,155 41.1%
Total $1,511,586,754 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
MATRIX OPTIMA SIGNAL MERIDIAN MOMENTUM MEQ1LLU4R KYCJ 6.49% $114,076,741
FRONTIER PATHWAY CREST PRIME FUSION A5YU5H0KR NYI 4.64% $52,182,084
ALPHA BRIDGE FRONTIER EMBER MATRIX NVXU7TXKE LXW 5.68% $40,543,129
UNISON LEGACY PATHWAY VITAL NWL4DE1LV YOKY 2.22% $41,779,110
VALUE PATHWAY BEACON LEGACY IEF3Y8IMU EALWW 7.63% $11,184,846
VALUE MOMENTUM ATLAS PRIME KW22ZJU1O CWG 7.76% $63,304,933
VERTEX VERTEX ALPHA DELTA OVJ3DIANX WIPGP 10.75% $70,984,937
RADIAL GLACIER FOCUS CATALYST CATALYST IBFP5OCGD NZNLM 3.46% $106,534,928

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