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Aspetuck Financial Management LLC

Aspetuck Financial Management LLC. CRD 134500

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CRD: 134500

Aspetuck Financial Management LLC

Westport, CT, 06880
2032265733
$178.3M Total AUM
$178.3M Disc. AUM
10.9% 3Y CAGR
1 Employees
99 ADV. Clients
20 yrs Firm Age

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Firm Details

Custodian
American Funds ยท Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Foundation alphaCapital +more
Established Date
07-21-2005
Office Locations
1

Office Locations

-- Fairfield CT

About Aspetuck Financial Management LLC

Aspetuck Financial Management is an independent, fee-only RIA founded in 2005 focused on retirees and those nearing retirement. The firm delivers wealth management, retirement planning, small-business retirement plan guidance, and college savings support. Portfolios are conservatively built and actively, individually managed based on risk, income needs, and time horizon, using research on global markets and liquid vehicles such as ETFs, mutual funds, and bonds. Client assets are custodied at Charles Schwab with 24/7 account access.

Team overview

-- AVG AGE
$178.3M AVG AUM / ADVISOR
$1.8M AVG AUM / CLIENT
20.9 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
20yrs Firm Age

Insights

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Asset Classes

Value glacier Pioneer prime Vector

Client Personas

Fusion summit Momentum

Custodian

Quantum Insight legacy Eagle Pioneer

Investment Themes

Pathway Focus timber Zenith fusion Legacy

Investment Vehicles

Prime alpha North crest

Platform

Bridge

Services

Radial Atlas beacon Capital Radial wave Alpha eagle Momentum atlas Signal timber Unison oak Radial unison Zenith

Technology

Value Momentum value Value Unison optima Fusion Pioneer Insight catalyst

Owner & Executives

P

PATRICK TIMOTHY BYRNE

Chief Compliance Officer, Founder, Managing Member, Portfolio Strategist

CRD
#1277801
Ownership
75% or more
(868) 823-7262
north.wave@wavecapital.com
in linkedin.com/in/capital-timber

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-08-2022
12-26-2023
03-07-2024
09-15-2025
02-17-2026
Category Assets AVG. Account size
Discretionary $178,264,173 $370,612
Non-Discretionary $0 --
Total $178,264,173 $370,612

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Separately Managed Accounts

Total SMA Asset: $178,264,173

$178.3M Total SMA
Equity - Exchange:
11.3%
Public Funds:
17.1%
Cash:
15.4%
Corporate - Investment Grade:
20.2%
Municipal Bonds:
16.0%
U.S. Government/Agency:
20.0%
Asset class Assets Assets %
Equity - Exchange $839,533,574 11.3%
Public Funds $1,270,444,613 17.1%
Cash $1,144,143,101 15.4%
Corporate - Investment Grade $1,500,759,133 20.2%
Municipal Bonds $1,188,720,105 16.0%
U.S. Government/Agency $1,485,900,133 20.0%
Total $7,429,500,659 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
MATRIX ALPHA CREST TIMBER QUANTUM NQPN8EOQJ GZDM 3.42% $23,154,751
HARBOR MERIDIAN VITAL FRONTIER EMBER 3MWGME36C SJKJF 7.87% $52,412,435
LEGACY OAK ALPHA FOCUS 1XZXMHRBX CUB 5.50% $60,241,886
SIGNAL PEAK MOMENTUM DELTA NPUK7XZQE UQEK 6.97% $56,174,470
VALUE PEAK BRIDGE FOUNDATION MERIDIAN 6G9Y10X9X HJM 1.99% $42,031,981
VITAL MOMENTUM PRIME ZENITH PATHWAY IQTVD1XJ7 GBP 4.08% $116,169,377
OPTIMA FOCUS ALPHA LEGACY BRIDGE 6R375V3Q2 RPSS 9.82% $48,667,957
WAVE INSIGHT BRIDGE INSIGHT RIDGE OE3FSF1QY YYX 12.17% $87,328,371

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