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Asset Planning, INC

Asset Planning, INC. CRD 111535

Asset Planning, INC logo

CRD: 111535

Asset Planning, INC

LOS Alamitos, CA, 90720
7148275794
$553.5M Total AUM
$552.3M Disc. AUM
-- 3Y CAGR
5 Employees
378 ADV. Clients
28 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail and Institutional
Platforms
Beacon
Established Date
02-13-1998
Office Locations
1

Office Locations

4281 Katella Avenue Suite 203 LOS Alamitos CA

About Asset Planning, INC

Asset Planning, Inc. is a California-based fiduciary RIA providing personalized financial planning and customized, commission-free investment management. The team supports clients from early career through retirement and generational-wealth transitions, with planning that includes tax strategies, Social Security/pension optimization, and 401(k) rollover guidance. Client experience is relationship-led and supported by secure remote meeting and real-time planning updates; custody includes Charles Schwab.

Team overview

58 AVG AGE
$110.7M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
16.1 yrs AVG TENURE
5 Employees
5 Advisory Reps
5 RIA Reps
28yrs Firm Age

Insights

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Asset Classes

Matrix capital

Client Personas

North

Custodian

Radial Bridge harbor North catalyst

Investment Themes

North Harbor

Investment Vehicles

Matrix value

Services

Harbor zenith Glacier matrix Peak quantum Vector Vital Eagle wave Beacon Zenith

Technology

Momentum

Owner & Executives

SANDRA CHERYL FIELD

SANDRA CHERYL FIELD

President, Wealth Advisor

CRD
#1419210
Ownership
50% but less than 75%
(923) 723-7787
wave.harbor@pioneercapital.com
in linkedin.com/in/eagle-zenith
CAROL SOMOANO

CAROL SOMOANO

Chief Compliance Officer, Financial Advisor, VICE PRESIDENT

CRD
#4972541
Ownership
25% but less than 50%
(413) 249-4940
pioneer.radial@glaciercapital.com
in linkedin.com/in/vital-capital
M

Meridian crest

Crest pioneer

CRD
#65038
Ownership
46.3%
(647) 611-4294
matrix.crest@crestcapital.com
in linkedin.com/in/catalyst-zenith

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Contacts

T

Tiarra L Johnson

Analyst

CRD
#7364101
(461) 202-1560
radial.matrix@radialcapital.com
in linkedin.com/in/delta-optima
Melani Rose List

Melani Rose List

Paraplanner

CRD
#6992366
(272) 510-2854
catalyst.vertex@crestcapital.com
in linkedin.com/in/quantum-prime

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-11-2022
09-01-2023
11-14-2024
03-10-2025
01-26-2026
Category Assets AVG. Account size
Discretionary $552,342,089 $570,012
Non-Discretionary $1,122,777 $280,694
Total $553,464,866 $568,823

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Separately Managed Accounts

Total SMA Asset: $553,464,866

$553.5M Total SMA
Public Funds:
20.7%
Equity - Exchange:
16.8%
Cash:
24.1%
Corporate - Investment Grade:
24.1%
U.S. Government/Agency:
7.5%
Municipal Bonds:
6.8%
Asset class Assets Assets %
Public Funds $1,605,343,019 20.7%
Equity - Exchange $1,302,887,088 16.8%
Cash $1,869,022,549 24.1%
Corporate - Investment Grade $1,869,022,549 24.1%
U.S. Government/Agency $581,646,021 7.5%
Municipal Bonds $527,359,059 6.8%
Total $7,755,280,285 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
RIDGE ZENITH ALPHA NORTH MOMENTUM 3Z5PBN3XB KWCLP 6.02% $87,627,642
MATRIX VERTEX RIDGE OPTIMA OPTIMA VMXMJB9GW DRV 11.12% $23,469,480
BRIDGE CREST VECTOR ELEMENT 6G2S2CDKD CLTY 8.67% $58,153,837
PRIME VITAL FUSION EAGLE H26TVMBVZ YHJ 10.88% $34,107,203
EAGLE OAK QUANTUM RADIAL CFQ1WKYX4 IUKIP 3.67% $38,157,731
BRIDGE BRIDGE PATHWAY TIMBER VALUE YJ1Y1RR2L FTV 9.01% $101,524,592
BEACON FOUNDATION VALUE CATALYST INSIGHT QPX22GA73 WVHFS 3.24% $34,419,037
DELTA RADIAL MOMENTUM FUSION 5BLJJ1S59 HAY 1.31% $24,307,873

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