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Auspicious Financial Planning, LLC

Auspicious Financial Planning, LLC. CRD 297962

Auspicious Financial Planning, LLC logo

CRD: 297962

Auspicious Financial Planning, LLC

SAN Ramon, CA, 94583
9253551200
$278.0M Total AUM
$278.0M Disc. AUM
9.8% 3Y CAGR
2 Employees
193 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · TD Ameritrade
Clients
Retail
Platforms
Horizon insightValue
Established Date
09-14-2018
Office Locations
1

Office Locations

2603 Camino Ramon Suite 200 SAN Ramon CA

About Auspicious Financial Planning, LLC

Auspicious Financial Planning is a Bay Area registered investment adviser providing comprehensive planning and ongoing, customized portfolio monitoring for individuals and families. The firm focuses on retirement, education, estate and charitable planning, and guidance around aging, long-term care, and caring for parents. Co-owner Louis Dagen, CFP®, brings 30+ years of experience and has taught financial planning courses; meetings available virtually.

Team overview

55 AVG AGE
$278.0M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
7.8 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
7yrs Firm Age

Insights

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Asset Classes

Frontier prime Value

Client Personas

Ember

Custodian

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Fund Managers

Meridian Pathway ember Unison ridge

Investment Themes

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Investment Vehicles

Radial crest Wave

Services

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Technology

Signal Matrix

Owner & Executives

LOUIS ISAAC DAGEN

LOUIS ISAAC DAGEN

Certified Financial Planner, Chief Compliance Officer, President

CRD
#2176866
Ownership
Less than 5%
(595) 570-6385
radial.beacon@pioneercapital.com
in linkedin.com/in/horizon-vector

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-25-2022
03-24-2023
03-21-2024
03-12-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $277,960,000 $456,420
Non-Discretionary $0 --
Total $277,960,000 $456,420

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Separately Managed Accounts

Total SMA Asset: $277,960,000

$278.0M Total SMA
Public Funds:
27.8%
Cash:
27.2%
Equity - Exchange:
45.0%
Asset class Assets Assets %
Public Funds $1,218,687,331 27.8%
Cash $1,192,384,727 27.2%
Equity - Exchange $1,972,695,319 45.0%
Total $4,383,767,377 100.0%

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