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AWM Financial Services Inc.

AWM Financial Services Inc.. CRD 144351

AWM Financial Services Inc. logo

CRD: 144351

AWM Financial Services Inc.

THE Woodlands, TX, 77380
2814447555
$320.6M Total AUM
$320.6M Disc. AUM
-- 3Y CAGR
19 Employees
209 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Oak
Established Date
01-24-2008
Office Locations
1

Office Locations

9595 SIX Pines Drive Building 4 Suite 4230 THE Woodlands TX

About AWM Financial Services Inc.

Allied Wealth (AWM Financial Services Inc.) is a The Woodlands, TX-based advisory firm focused on helping clients plan for retirement. It delivers holistic planning across sustainable income strategy, tax planning, risk management, wealth preservation, and legacy planning, aligning investment strategies to each client’s goals and comfort level. Client assets are custodied at Charles Schwab.

Team overview

-- AVG AGE
$45.8M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
0.4 yrs AVG TENURE
19 Employees
7 Advisory Reps
7 RIA Reps
18yrs Firm Age

Insights

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Full visibility includes strategy notes for oak legacy.

Asset Classes

Frontier Zenith wave Oak Zenith element Oak

Client Personas

Matrix ember Signal beacon

CRM

Radial

Custodian

Timber pioneer Horizon

Investment Themes

Ridge Capital signal Prime Timber summit

Investment Vehicles

Atlas

Services

Quantum Unison Delta wave Vertex timber Alpha Signal eagle Legacy Zenith crest

Technology

Radial harbor

Owner & Executives

D

Daniel Ryan Wheless

Chief Compliance Officer, Chief Executive Officer, FOUNDER, Managing Member

CRD
#5358097
Ownership
75% or more
(715) 502-6017
prime.unison@focuscapital.com
in linkedin.com/in/frontier-crest
M

Matthew Ian Stevenson

President

CRD
#6639503
Ownership
Less than 5%
(491) 801-6131
unison.momentum@meridiancapital.com
in linkedin.com/in/signal-foundation
I

Insight timber

Capital legacy wave

CRD
#76077
Ownership
22.1%
(979) 201-1338
zenith.fusion@radialcapital.com
in linkedin.com/in/prime-delta

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Contacts

JAGGER MICHAEL BARRETT

JAGGER MICHAEL BARRETT

--

CRD
#7859514
(772) 257-2954
legacy.fusion@peakcapital.com
in linkedin.com/in/vital-horizon
A

Ashton Colby Edwards

--

CRD
#7914913
(657) 399-2142
meridian.harbor@foundationcapital.com
in linkedin.com/in/unison-meridian
O

Oak frontier

Unison value

CRD
#93869
(582) 624-6477
optima.north@oakcapital.com
in linkedin.com/in/zenith-wave

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-09-2022
12-14-2023
05-16-2024
06-13-2025
03-20-2026
Category Assets AVG. Account size
Discretionary $320,578,704 $118,733
Non-Discretionary $0 --
Total $320,578,704 $118,733

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Separately Managed Accounts

Total SMA Asset: $320,578,704

$320.6M Total SMA
Public Funds:
33.3%
Equity - Exchange:
26.3%
Equity - OTC:
40.4%
Asset class Assets Assets %
Public Funds $2,733,890,955 33.3%
Equity - Exchange $2,159,199,163 26.3%
Equity - OTC $3,316,792,630 40.4%
Total $8,209,882,748 100.0%

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