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- Custodian
- Charles Schwab & Company · TD Ameritrade · Vanguard
- Clients
- Retail and Institutional
- Platforms
- VitalAlpha +more
- Established Date
- 05-13-2011
- Office Locations
- 2
Office Locations
About Axia Wealth Management INC
Axia Wealth Management is an RIA providing evidence-based investment management and financial planning, including retirement guidance and 401(k)/corporate retirement plan services. The firm builds diversified, data-driven portfolios grounded in academic research and emphasizes disciplined, stay-invested behavior rather than market forecasts. Serves individual investors and business owners; portfolios are commonly custodied at Schwab.
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Owner & Executives
RICHARD NELSON AMBROSE
Chief Compliance Officer, Chief Executive Officer, President
- CRD
- #6255154
- Ownership
- 50% but less than 75%
CHET JAY BAXTER
President, Secretary
- CRD
- #5928545
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
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Isabella Catherine Ramon
Associate Wealth Advisor
- CRD
- #7128349
Showing 1 of 3 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $125,557,759 | -- |
| Non-Discretionary | $14,994,272 | -- |
| Total | $140,552,031 | -- |
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Separately Managed Accounts
Total SMA Asset: $140,552,031
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,269,108,578 | 15.4% |
| Private Funds | $1,458,650,769 | 17.7% |
| Cash | $436,771,134 | 5.3% |
| Equity - Exchange | $1,623,470,065 | 19.7% |
| U.S. Government/Agency | $1,747,084,537 | 21.2% |
| Corporate - Investment Grade | $1,705,879,712 | 20.7% |
| Total | $8,240,964,795 | 100.0% |