A
CRD: 141516
Axiom Investment Management LLC
NEW York, NY, 10118
2125213800
$236.8M Total AUM
$236.8M Disc. AUM
20.2% 3Y CAGR
10 Employees
216 ADV. Clients
19 yrs Firm Age
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- Custodian
- Hilltop Securities
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 08-24-2006
- Office Locations
- 1
Office Locations
350 Fifth Avenue Suite 6740 NEW York NY
About Axiom Investment Management LLC
Axiom Investment Management LLC is a NEW York-based RIA. The firm has been operating for 19 years. Managing $236.8M in total assets under management, with 4 advisory representatives. They custody assets with Hilltop Securities. Services offered include Portfolio Construction, Retirement Plans.
Team overview
57 AVG AGE
$59.2M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
11.2 yrs AVG TENURE
10 Employees
4 Advisory Reps
1 RIA Reps
19yrs Firm Age
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Asset Classes
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Client Personas
Legacy matrix
Investment Themes
Crest
Investment Vehicles
Ridge
Platform
Beacon zenith
Services
Focus Insight harbor
Owner & Executives
LIAM FRANCIS DALTON
Chairman, Chief Executive Officer, COMPTROLLER, Managing Member
- CRD
- #1327801
- Ownership
- 75% or more
(745) 505-6540
signal.wave@timbercapital.com
in linkedin.com/in/timber-radial
MARIA DICHIARA
DIRECTOR OF OPERATIONS
- CRD
- #1751312
- Ownership
- Less than 5%
(733) 456-5705
signal.quantum@timbercapital.com
in linkedin.com/in/vector-optima
E
Eagle foundation
Catalyst vector
- CRD
- #99840
- Ownership
- 48.5%
(218) 957-7885
vertex.frontier@primecapital.com
in linkedin.com/in/ridge-ember
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $236,775,276 | $1,106,427 |
| Non-Discretionary | $0 | -- |
| Total | $236,775,276 | $1,106,427 |
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Separately Managed Accounts
Total SMA Asset: $236,775,276
Equity - Exchange:
28.7% U.S. Government/Agency:
10.5% Cash:
6.4% Public Funds:
32.2% Municipal Bonds:
22.2% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $998,482,147 | 28.7% |
| U.S. Government/Agency | $365,298,346 | 10.5% |
| Cash | $222,658,040 | 6.4% |
| Public Funds | $1,120,248,262 | 32.2% |
| Municipal Bonds | $772,345,075 | 22.2% |
| Total | $3,479,031,870 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| CREST PRIME CATALYST | WAVE PEAK | 04U4XWAEB | XLT | 9.61% | $53,745,971 |
| MOMENTUM SUMMIT HARBOR | VALUE ALPHA | K4WAHJQO5 | CERL | 2.24% | $85,287,685 |
| HORIZON LEGACY | CAPITAL ATLAS | 632YXP801 | WCFU | 5.61% | $61,121,451 |
| INSIGHT ALPHA | QUANTUM BEACON | H83252JBF | XAVK | 10.39% | $44,742,563 |
| OAK BRIDGE | EMBER EMBER | RO1A0UG2X | EJD | 0.76% | $77,562,197 |
| LEGACY MOMENTUM CATALYST | VECTOR LEGACY | 6WENMNHO9 | FQH | 3.08% | $24,642,459 |
| FOUNDATION UNISON | ELEMENT RADIAL | GNKKF9H3R | XWY | 6.62% | $13,415,887 |
| OPTIMA MOMENTUM VERTEX | INSIGHT OAK | NLQ6HV93Y | COVQJ | 0.75% | $118,814,706 |