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- Custodian
- Axos ยท Nationwide
- Clients
- Retail
- Platforms
- Focus horizonEmber frontier
- Established Date
- 09-09-2010
- Office Locations
- 6
Office Locations
About Axos Invest, INC
Axos Invest offers retail investors one platform for data-driven managed portfolios (active management, diversified allocations and guidance) alongside self-directed, no-commission trading in stocks, ETFs, mutual funds and options. Axos Elite adds extended trading hours, real-time quotes and TipRanks, supported by an all-in-one mobile app with account aggregation and 24/7 virtual assistance.
Team overview
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CRM
Custodian
Investment Themes
Investment Vehicles
Platform
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Owner & Executives
Tracy Lyn Gallman
Chief Investment Officer, MANAGING DIRECTOR
- CRD
- #2814720
- Ownership
- Less than 5%
DEREK MICHAEL TSCHUDIN
Chief Compliance Officer
- CRD
- #4684900
- Ownership
- Less than 5%
Harbor element
Momentum harbor insight
- CRD
- #89686
- Ownership
- 44.1%
Showing 2 of 3 owners & executives
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HUNTER JAMES BREMER
--
- CRD
- #6724990
BRANDY NICOLE DYER MORRIS
--
- CRD
- #6419064
Ridge beacon
Timber alpha crest
- CRD
- #11271
Showing 2 of 15 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $150,762,519 | $22,191 |
| Non-Discretionary | $0 | -- |
| Total | $150,762,519 | $22,191 |
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Separately Managed Accounts
Total SMA Asset: $150,762,519
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $2,859,282,700 | 48.2% |
| Equity - OTC | $1,471,166,203 | 24.8% |
| Cash | $1,601,672,882 | 27.0% |
| Total | $5,932,121,785 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VERTEX BRIDGE | QUANTUM DELTA | J5AP4RTJY | LEDOU | 7.36% | $9,059,723 |
| CAPITAL FOCUS | LEGACY EAGLE | 1SQLD50OZ | WGJR | 1.23% | $6,004,508 |
| ATLAS QUANTUM | UNISON SUMMIT | W60071VKO | HODIL | 8.34% | $103,829,934 |
| EAGLE MATRIX | SUMMIT ELEMENT | 8WLY5MJOF | KMLIB | 12.30% | $18,605,298 |
| NORTH RIDGE | RIDGE HARBOR | JKMO1FZLR | FKXG | 2.70% | $104,259,386 |
| ATLAS ATLAS | CATALYST PRIME | 7RQ5QMEZB | WPWYC | 2.72% | $116,954,244 |
| VECTOR CATALYST SUMMIT | CAPITAL SIGNAL | 8F7HWMLC2 | PUMZ | 10.26% | $36,476,981 |
| VITAL GLACIER EAGLE | EAGLE MERIDIAN | 63E4K7XU2 | MZVDU | 3.61% | $72,690,938 |