$339.6M Total AUM
$334.9M Disc. AUM
10.3% 3Y CAGR
8 Employees
345 ADV. Clients
29 yrs Firm Age
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- Custodian
- Axos · Charles Schwab & Company · Jackson National Life
- Clients
- Retail and Institutional
- Platforms
- Vector
- Established Date
- 05-12-1997
- Office Locations
- 5
Office Locations
141 W Jackson Blvd Suite 3332 Chicago IL
560 5TH ST NW Suite 304 Grand Rapids MI
-- Leland MI
About AZA Capital Management
AZA Capital Management is a Chicago-based firm providing wealth management for individuals, asset management solutions for advisors, and retirement plan services for businesses. The team emphasizes direct access and a personalized, balanced approach, delivering adaptable strategies informed by research and analysis for changing markets.
Team overview
46 AVG AGE
$48.5M AVG AUM / ADVISOR
$984.3K AVG AUM / CLIENT
9.5 yrs AVG TENURE
8 Employees
7 Advisory Reps
7 RIA Reps
29yrs Firm Age
Insights
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Asset Classes
Radial ridge Delta
Custodian
Ridge delta Harbor harbor
Investment Themes
Beacon Radial atlas Horizon crest
Investment Vehicles
Prime
Platform
Signal Atlas focus Vital
Services
Atlas vertex Timber Bridge Capital Insight Timber Vector pioneer
Technology
Insight
Owner & Executives
JEFFREY RICHARDSON KEEN
Chief Compliance Officer, DIRECTOR, President
- CRD
- #5719741
- Ownership
- 25% but less than 50%
(541) 877-6312
summit.frontier@frontiercapital.com
in linkedin.com/in/quantum-prime
M
MICHAEL JAMES LAFONTAINE
DIRECTOR, President, TREASURER
- CRD
- #5142908
- Ownership
- 25% but less than 50%
(975) 206-1645
timber.catalyst@focuscapital.com
in linkedin.com/in/signal-foundation
C
Crest momentum
Ember focus signal
- CRD
- #85462
- Ownership
- 44.8%
(832) 525-9903
fusion.pathway@radialcapital.com
in linkedin.com/in/vertex-prime
Showing 2 of 3 owners & executives
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R
ROSS ALAN BLAUWKAMP
Portfolio Manager
- CRD
- #2835778
(817) 951-3730
crest.momentum@vitalcapital.com
in linkedin.com/in/vertex-insight
B
BUNN FAWCETT
Investment Advisor
- CRD
- #2190023
(955) 249-2128
north.frontier@harborcapital.com
in linkedin.com/in/wave-quantum
I
Insight momentum
Vertex value
- CRD
- #18397
(590) 630-5238
radial.alpha@vectorcapital.com
in linkedin.com/in/frontier-fusion
Showing 2 of 7 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $334,873,017 | $405,415 |
| Non-Discretionary | $4,694,259 | $361,097 |
| Total | $339,567,276 | $404,729 |
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Separately Managed Accounts
Total SMA Asset: $339,567,276
Public Funds:
18.6% Equity - Exchange:
17.4% Cash:
5.9% Municipal Bonds:
15.0% U.S. Government/Agency:
9.6% Corporate - Investment Grade:
18.3% Derivatives:
6.8% Other:
8.4% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $940,214,496 | 18.6% |
| Equity - Exchange | $879,555,496 | 17.4% |
| Cash | $298,240,082 | 5.9% |
| Municipal Bonds | $758,237,497 | 15.0% |
| U.S. Government/Agency | $485,271,998 | 9.6% |
| Corporate - Investment Grade | $925,049,746 | 18.3% |
| Derivatives | $343,734,332 | 6.8% |
| Other | $424,612,997 | 8.4% |
| Total | $5,054,916,644 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| BRIDGE MERIDIAN | WAVE OPTIMA | 1U0081ZWZ | TWFKZ | 11.48% | $27,485,230 |
| EMBER WAVE | DELTA UNISON | TBT8A79TG | QNZ | 10.48% | $31,175,577 |
| EMBER GLACIER | QUANTUM UNISON | SAL4STGCW | XPVWL | 5.32% | $49,499,991 |
| HARBOR PATHWAY CREST | UNISON OAK | QLPQIVHU3 | AWSC | 6.62% | $55,630,551 |
| OAK NORTH | PATHWAY TIMBER | YALTKHSKP | HZEDD | 7.11% | $73,445,462 |
| CAPITAL SIGNAL ELEMENT | HARBOR CAPITAL | C5LX1WUBR | RIL | 12.31% | $13,330,756 |
| ZENITH ATLAS | FOCUS WAVE | T09D03BDF | RKQ | 10.46% | $106,290,652 |
| ZENITH EAGLE | BRIDGE QUANTUM | D5MTGU4O2 | CJNCQ | 11.41% | $84,467,021 |