CRD: 157424
Balanced Rock Investment Advisors
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- Custodian
- Charles Schwab & Company · Millennium Trust · Tiaa
- Clients
- Retail and Institutional
- Platforms
- Meridian
- Established Date
- 09-22-2011
- Office Locations
- 1
Office Locations
About Balanced Rock Investment Advisors
Balanced Rock Investment Advisors is a Massachusetts-based, fee-only, fiduciary-only RIA providing wealth management with unlimited financial planning and discretionary portfolio management for clients with investable assets (typically $300k+). The firm emphasizes values-based investing, using ESG research and local/global impact investing to align portfolios with client goals and risk tolerance. Custody includes Charles Schwab.
Team overview
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Investment Themes
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Platform
Services
Technology
Owner & Executives
DANIEL MACLAY FLANNERY
PORTFOLIO MANAGER, President
- CRD
- #5967382
- Ownership
- 75% or more
THOMAS JOSEPH HIGGINS
Advisor, Chief Compliance Officer, CHIEF OPERATING OFFICER
- CRD
- #6165489
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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Laura Marie Daniels
Investment Advisor
- CRD
- #7337470
Brian Paul Doherty
--
- CRD
- #7326163
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Catalyst glacier
- CRD
- #24322
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $193,233,075 | $231,694 |
| Non-Discretionary | $0 | -- |
| Total | $193,233,075 | $231,694 |
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Separately Managed Accounts
Total SMA Asset: $193,233,075
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $900,998,686 | 24.6% |
| Equity - Exchange | $2,029,078,342 | 55.4% |
| Cash | $732,519,258 | 20.0% |
| Total | $3,662,596,286 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| EAGLE SUMMIT | ELEMENT VITAL | DT1B35TAB | XUYGY | 3.38% | $20,215,919 |
| ALPHA RIDGE OAK | MERIDIAN OPTIMA | CKA9N8SE6 | BUYPT | 3.55% | $1,720,599 |
| WAVE PEAK | PEAK QUANTUM | 2WTIRG9Y0 | NMXKI | 8.00% | $111,918,521 |
| WAVE SUMMIT FOCUS | TIMBER OPTIMA | Z6HLR34X2 | ZTX | 4.12% | $20,932,542 |
| HORIZON PATHWAY | OPTIMA VECTOR | VIMJ2C1U5 | XUPE | 11.45% | $115,917,746 |
| FUSION RIDGE | EMBER TIMBER | 5LCZ07JX4 | DIT | 3.33% | $110,103,602 |
| FRONTIER RIDGE | PIONEER MATRIX | 9SRKAKGGZ | BWFPF | 6.73% | $115,769,314 |
| LEGACY OPTIMA UNISON | ATLAS DELTA | 5Z1GR1WJJ | WTXFI | 6.48% | $18,069,821 |