CRD: 282369
Ballast Capital Advisors, LLC
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Prudential · RBC · Wells Fargo
- Clients
- Retail
- Platforms
- Vertex
- Established Date
- 04-20-2016
- Office Locations
- 2
Office Locations
About Ballast Capital Advisors, LLC
Ballast Capital Advisors, LLC provides portfolio management, capital planning, and bespoke consultation for goal-focused investors seeking tailored strategies to protect and build legacy. The firm applies an institutional-style investment process similar to large insurers and pension funds, emphasizing risk management and asset/liability matching to balance current assets and contributions with future cash flow and retirement liabilities, and can evaluate outside investment opportunities as a personal investment department.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
GREGORY GEORGE CARSTENSEN
Chief Compliance Officer, Managing Member
- CRD
- #5901323
- Ownership
- 75% or more
STEVEN PAUL HARMS
Advisor, Chief Financial Officer
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
Unlock allContacts
CHAD CARSTENSEN
Investment Advisor Representative
- CRD
- #5884674
Patrick Joseph Freund
Managing Director
- CRD
- #6780980
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $328,737,630 | $2,236,310 |
| Non-Discretionary | $0 | -- |
| Total | $328,737,630 | $2,236,310 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $328,737,630
| Asset class | Assets | Assets % |
|---|---|---|
| Corporate - Investment Grade | $517,292,718 | 24.2% |
| Other | $320,635,982 | 15.0% |
| Cash | $397,588,618 | 18.6% |
| U.S. Government/Agency | $553,631,462 | 25.9% |
| Equity - Exchange | $348,424,433 | 16.3% |
| Total | $2,137,573,213 | 100.0% |