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- Custodian
- Charles Schwab & Company · Fidelity/NFS · Tiaa
- Clients
- Retail and Institutional
- Platforms
- AlphaLegacy
- Established Date
- 04-12-2010
- Office Locations
- 1
Office Locations
About Ballast, Inc.
Ballast, Inc. is a Lexington, KY RIA focused on financial education and tailored planning. The team advises individuals and business owners on investment planning, tax/estate and retirement strategy, and risk management, typically using diversified portfolios built with mutual funds and ETFs alongside fixed income. Operates across retail and institutional channels and supports clients on Schwab and Fidelity custody, with reporting via Black Diamond/Envestnet.
Team overview
Insights
Asset Classes
Client Personas
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
JOHN VALENTINE BOARDMAN III
President
- CRD
- #4595652
- Ownership
- 50% but less than 75%
ANDREW JOSEPH REYNOLDS
VICE PRESIDENT
- CRD
- #5603070
- Ownership
- 25% but less than 50%
Beacon wave
Unison prime
- CRD
- #90815
- Ownership
- 11.0%
Showing 2 of 5 owners & executives
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TRENT TURNER LAKES
Director
- CRD
- #7661157
Catherine Richmond
--
- CRD
- #8185547
Matrix zenith
Peak insight
- CRD
- #52240
Showing 2 of 8 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $699,773,468 | $417,775 |
| Non-Discretionary | $51,743,377 | $242,927 |
| Total | $751,516,845 | $398,049 |
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Separately Managed Accounts
Total SMA Asset: $751,516,845
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $2,032,970,558 | 24.2% |
| Equity - Exchange | $2,100,176,197 | 25.0% |
| Cash | $1,503,726,157 | 17.9% |
| U.S. Government/Agency | $2,763,831,875 | 32.9% |
| Total | $8,400,704,787 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VALUE FOCUS CAPITAL | GLACIER MERIDIAN | 8HC2HRXF9 | LGZHT | 2.75% | $16,688,019 |
| OAK MOMENTUM ALPHA | NORTH UNISON | ROOM2VJ39 | SOKMB | 12.11% | $40,527,255 |
| RADIAL PIONEER | BEACON PATHWAY | U8VFE8HAN | ADPBV | 4.44% | $103,299,955 |
| BEACON VERTEX | PIONEER CAPITAL | EET2XGT3X | NQV | 3.37% | $9,395,335 |
| RADIAL WAVE | FOUNDATION OAK | 4N2XILUW1 | CGD | 8.86% | $54,535,063 |
| CATALYST DELTA | EMBER DELTA | EXMFE9NP9 | NRFN | 10.26% | $67,225,540 |
| PATHWAY CATALYST NORTH | CAPITAL OPTIMA | QTLJ0VTHB | PEWT | 5.79% | $37,257,830 |
| FRONTIER EAGLE OPTIMA | PEAK LEGACY | LDPOR5B5C | GNFWA | 6.28% | $30,222,644 |