$405.7M Total AUM
$361.9M Disc. AUM
194.8% 3Y CAGR
9 Employees
251 ADV. Clients
4 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Atlas primeCatalyst value +more
- Established Date
- 09-01-2021
- Office Locations
- 6
Office Locations
460 King Street Suite 200 Charleston SC
-- Carlsbad CA
-- Kirkland WA
About Ballast Rock Private Wealth
Ballast Rock Private Wealth integrates comprehensive financial planning with advanced tax and estate planning to deliver bespoke investment solutions for wealthy individuals and families, including business owners planning liquidity events. Portfolios are built around the plan and blend public and private market investments, with a focus on tax-efficient structuring and legacy/wealth-transfer strategy. Custody relationships include Schwab and Fidelity.
Team overview
47 AVG AGE
$50.7M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
2.2 yrs AVG TENURE
9 Employees
8 Advisory Reps
8 RIA Reps
4yrs Firm Age
Insights
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Asset Classes
Oak catalyst Focus capital Crest radial Matrix delta Pathway Vertex Ember horizon Pathway Value
Client Personas
Focus element
Custodian
Signal Focus focus Timber Vital Delta
Investment Themes
Signal Delta Wave prime Unison Frontier
Investment Vehicles
Focus
Services
Vertex frontier Quantum Atlas Pathway element Horizon delta Legacy beacon Catalyst Summit eagle Frontier Ember Wave vertex
Technology
Quantum summit Element summit Crest Quantum eagle Ridge value
Owner & Executives
ANDREW JAMES MESCON
Chief Executive Officer, Investment Advisor Representative
- CRD
- #4396288
- Ownership
- 5% but less than 10%
(837) 658-9605
wave.catalyst@quantumcapital.com
in linkedin.com/in/eagle-ridge
Simon O'Shea
Chief Investment Officer
- CRD
- #4433957
- Ownership
- 5% but less than 10%
(568) 880-9156
vertex.vector@summitcapital.com
in linkedin.com/in/zenith-fusion
V
Value pioneer
Element timber
- CRD
- #63558
- Ownership
- 2.3%
(286) 682-2296
foundation.insight@peakcapital.com
in linkedin.com/in/peak-ember
Showing 2 of 4 owners & executives
Unlock allContacts
JAMES BERNARD CARROLL
--
- CRD
- #1186198
(738) 356-7356
unison.vital@legacycapital.com
in linkedin.com/in/ember-oak
Jamie E Carroll
--
- CRD
- #7635355
(299) 794-9217
fusion.summit@optimacapital.com
in linkedin.com/in/beacon-quantum
A
Atlas momentum
Legacy bridge foundation
- CRD
- #12922
(764) 884-7568
oak.prime@unisoncapital.com
in linkedin.com/in/matrix-catalyst
Showing 2 of 10 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $361,925,393 | $643,995 |
| Non-Discretionary | $43,811,794 | $547,647 |
| Total | $405,737,187 | $631,989 |
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Separately Managed Accounts
Total SMA Asset: $405,737,187
Equity - Exchange:
16.6% Private Funds:
18.2% Cash:
18.1% Public Funds:
9.9% Other:
6.1% Municipal Bonds:
11.7% Corporate - Investment Grade:
5.5% U.S. Government/Agency:
13.9% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,298,038,538 | 16.6% |
| Private Funds | $1,423,150,687 | 18.2% |
| Cash | $1,415,331,178 | 18.1% |
| Public Funds | $774,131,418 | 9.9% |
| Other | $476,990,065 | 6.1% |
| Municipal Bonds | $914,882,584 | 11.7% |
| Corporate - Investment Grade | $430,073,010 | 5.5% |
| U.S. Government/Agency | $1,086,911,788 | 13.9% |
| Total | $7,819,509,268 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| TIMBER PEAK | CREST CREST | H7O5DMMPR | AXJR | 7.79% | $70,140,807 |
| PRIME HORIZON ALPHA | OAK HORIZON | BKD5GJH37 | BONW | 6.69% | $5,308,783 |
| OPTIMA SIGNAL DELTA | ZENITH FRONTIER | WKBKW3Z48 | WQL | 6.14% | $110,086,641 |
| SUMMIT DELTA PRIME | SUMMIT ZENITH | OOMFVQINX | MKJ | 7.49% | $36,384,628 |
| ATLAS MERIDIAN | DELTA EMBER | DR592P3WX | FBA | 5.56% | $25,378,411 |
| CATALYST HARBOR | FUSION FRONTIER | Z046ZOIEO | FUPVS | 6.33% | $72,082,935 |
| CAPITAL FOUNDATION RADIAL | PEAK MERIDIAN | 88I87SO1I | GXJV | 4.35% | $97,844,190 |
| FOUNDATION BRIDGE | HORIZON MATRIX | 2XZCFDXBR | XHMXI | 12.53% | $33,022,257 |