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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Atlas primeCatalyst value +more
- Established Date
- 09-01-2021
- Office Locations
- 6
Office Locations
About Ballast Rock Private Wealth
Ballast Rock Private Wealth integrates comprehensive financial planning with advanced tax and estate planning to deliver bespoke investment solutions for wealthy individuals and families, including business owners planning liquidity events. Portfolios are built around the plan and blend public and private market investments, with a focus on tax-efficient structuring and legacy/wealth-transfer strategy. Custody relationships include Schwab and Fidelity.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
ANDREW JAMES MESCON
Chief Executive Officer, Investment Advisor Representative
- CRD
- #4396288
- Ownership
- 5% but less than 10%
Simon O'Shea
Chief Investment Officer
- CRD
- #4433957
- Ownership
- 5% but less than 10%
Value pioneer
Element timber
- CRD
- #63558
- Ownership
- 2.3%
Showing 2 of 4 owners & executives
Unlock allContacts
JAMES BERNARD CARROLL
Senior Wealth Advisor and Portfolio Manager
- CRD
- #1186198
Jamie E Carroll
Wealth Advisor
- CRD
- #7635355
Atlas momentum
Legacy bridge foundation
- CRD
- #12922
Showing 2 of 10 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $361,925,393 | $643,995 |
| Non-Discretionary | $43,811,794 | $547,647 |
| Total | $405,737,187 | $631,989 |
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Separately Managed Accounts
Total SMA Asset: $405,737,187
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,298,038,538 | 16.6% |
| Private Funds | $1,423,150,687 | 18.2% |
| Cash | $1,415,331,178 | 18.1% |
| Public Funds | $774,131,418 | 9.9% |
| Other | $476,990,065 | 6.1% |
| Municipal Bonds | $914,882,584 | 11.7% |
| Corporate - Investment Grade | $430,073,010 | 5.5% |
| U.S. Government/Agency | $1,086,911,788 | 13.9% |
| Total | $7,819,509,268 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| TIMBER PEAK | CREST CREST | H7O5DMMPR | AXJR | 7.79% | $70,140,807 |
| PRIME HORIZON ALPHA | OAK HORIZON | BKD5GJH37 | BONW | 6.69% | $5,308,783 |
| OPTIMA SIGNAL DELTA | ZENITH FRONTIER | WKBKW3Z48 | WQL | 6.14% | $110,086,641 |
| SUMMIT DELTA PRIME | SUMMIT ZENITH | OOMFVQINX | MKJ | 7.49% | $36,384,628 |
| ATLAS MERIDIAN | DELTA EMBER | DR592P3WX | FBA | 5.56% | $25,378,411 |
| CATALYST HARBOR | FUSION FRONTIER | Z046ZOIEO | FUPVS | 6.33% | $72,082,935 |
| CAPITAL FOUNDATION RADIAL | PEAK MERIDIAN | 88I87SO1I | GXJV | 4.35% | $97,844,190 |
| FOUNDATION BRIDGE | HORIZON MATRIX | 2XZCFDXBR | XHMXI | 12.53% | $33,022,257 |