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Basepoint Wealth, LLC

Basepoint Wealth, LLC. CRD 289538

Basepoint Wealth, LLC logo

CRD: 289538

Basepoint Wealth, LLC

Cedar Rapids, IA, 52402
3198261898
$883.8M Total AUM
$874.8M Disc. AUM
16.5% 3Y CAGR
24 Employees
1,285 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS ยท Pershing
Clients
Retail and Institutional
Platforms
UnisonPathway +more
Established Date
09-29-2017
Office Locations
1

Office Locations

4144 Golf Street NE Cedar Rapids IA

About Basepoint Wealth, LLC

Basepoint Wealth is a fee-only, fiduciary RIA headquartered in Cedar Rapids, Iowa, providing financial planning and transparent wealth management with actively managed, fundamentals-based portfolios tailored to client goals. The team serves clients across Iowa and works virtually nationwide. Investment oversight is led by a dedicated Chief Investment Officer, and custody relationships include Fidelity/NFS and Pershing.

Team overview

42 AVG AGE
$68.0M AVG AUM / ADVISOR
$687.8K AVG AUM / CLIENT
6 yrs AVG TENURE
24 Employees
13 Advisory Reps
13 RIA Reps
8yrs Firm Age

Insights

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See the complete signal summary connected to harbor.
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Asset Classes

Vertex Catalyst Horizon timber Summit legacy Alpha delta Ridge ridge

Client Personas

Bridge pathway

Custodian

Vertex

Investment Themes

Vector legacy Delta Zenith crest Pioneer

Investment Vehicles

Element vector Quantum

Platform

Alpha

Services

Wave Meridian atlas Unison Wave Matrix Ember Value Matrix

Technology

Catalyst Oak pathway Pathway radial Optima signal

Owner & Executives

KATHRYN MARSH WALLACE

KATHRYN MARSH WALLACE

Managing Member, Senior Wealth Advisor

CRD
#4641895
Ownership
25% but less than 50%
(416) 548-8664
insight.harbor@optimacapital.com
in linkedin.com/in/focus-focus
WILLIAM ALLEN WALLACE

WILLIAM ALLEN WALLACE

Chief Investment Officer

CRD
#4233166
Ownership
25% but less than 50%
(816) 691-1869
capital.foundation@atlascapital.com
in linkedin.com/in/pioneer-frontier
O

Optima unison

Crest frontier

CRD
#56977
Ownership
47.0%
(255) 702-5038
focus.vertex@focuscapital.com
in linkedin.com/in/vector-meridian

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Contacts

S

Shayne Michael Boles

Associate Wealth Advisor

CRD
#6741219
(666) 802-9712
pioneer.ridge@bridgecapital.com
in linkedin.com/in/legacy-delta
SCOTT MICHAEL COOLEY

SCOTT MICHAEL COOLEY

Wealth Advisor

CRD
#6011648
(777) 725-8633
capital.vector@wavecapital.com
in linkedin.com/in/atlas-vertex
L

Legacy insight

Crest value value

CRD
#29769
(705) 328-4615
vital.beacon@northcapital.com
in linkedin.com/in/matrix-radial

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-02-2022
11-08-2023
06-10-2024
11-20-2025
02-06-2026
Category Assets AVG. Account size
Discretionary $874,776,376 $236,171
Non-Discretionary $9,058,496 $823,500
Total $883,834,872 $237,910

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Separately Managed Accounts

Total SMA Asset: $883,834,872

$883.8M Total SMA
Public Funds:
34.8%
Equity - Exchange:
33.7%
Cash:
31.5%
Asset class Assets Assets %
Public Funds $3,018,111,805 34.8%
Equity - Exchange $2,922,711,719 33.7%
Cash $2,731,911,548 31.5%
Total $8,672,735,072 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
CREST NORTH WAVE CREST 8RJTMWOSB DOHHB 10.98% $82,238,282
GLACIER SIGNAL RADIAL LEGACY DHJR5UJ6U QNIAK 12.27% $18,391,488
OAK CAPITAL WAVE HARBOR RIDGE KIBEY5I8V BSCR 11.92% $80,172,669
NORTH CAPITAL PIONEER EMBER FUSION NSQWJP7DN YTWI 7.99% $4,158,868
ATLAS MATRIX PRIME EAGLE H959ZCV62 TQK 9.41% $15,627,554
TIMBER GLACIER OAK UNISON PRIME L8PWGS9SV MRI 5.67% $91,059,624
EMBER CAPITAL PIONEER UNISON EXCSZ6K0G JCUNX 2.55% $8,458,120
HORIZON HARBOR BRIDGE HORIZON 8IAQEQ994 ABPUR 12.16% $55,186,805

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