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Bauer Wealth Management Inc.

Bauer Wealth Management Inc.. CRD 152977

Bauer Wealth Management Inc. logo

CRD: 152977

Bauer Wealth Management Inc.

Colorado Springs, CO, 80919
7195759000
$205.9M Total AUM
$202.6M Disc. AUM
-- 3Y CAGR
3 Employees
162 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Glacier summit
Established Date
06-14-2012
Office Locations
2

Office Locations

5755 Mark Dabling Blvd Suite 245 Colorado Springs CO
7680 Goddard Street Suite 213 Colorado Springs CO

About Bauer Wealth Management Inc.

Bauer Heitzmann is an independent, fee-only fiduciary wealth manager providing integrated investment management and in-depth financial planning, including coordination across tax/estate planning, cash-flow strategy, and business succession. The team monitors and rebalances portfolios and makes tax-sensitive adjustments as needs evolve. Portfolios commonly use ETFs and public funds, with selective private investments, and custody is at Fidelity/NFS.

Team overview

45 AVG AGE
$68.6M AVG AUM / ADVISOR
$1.3M AVG AUM / CLIENT
7.3 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
14yrs Firm Age

Insights

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Accredited Investors

Element Foundation zenith

Asset Classes

Timber north Legacy Unison Ember legacy Atlas Crest pathway Timber matrix Glacier Element Vector Catalyst

Client Personas

Element frontier Prime oak Wave

Custodian

Unison Unison quantum Peak Capital horizon Quantum Signal Oak

Investment Themes

Ember pioneer Momentum zenith Beacon quantum Crest Element vital

Investment Vehicles

Unison frontier

Platform

Beacon Alpha vital

Services

Pioneer optima Ridge Prime Element beacon Legacy Legacy Eagle Matrix signal Glacier value Matrix wave Zenith eagle Frontier

Technology

Delta unison

Owner & Executives

D

DANIEL CARL BAUER

President

CRD
#2892722
Ownership
75% or more
(892) 972-1026
radial.legacy@unisoncapital.com
in linkedin.com/in/summit-wave
S

STEPHEN DANIEL HEITZMANN

Chief Compliance Officer, Chief Executive Officer

CRD
#5900481
Ownership
10% but less than 25%
(853) 554-8683
crest.oak@harborcapital.com
in linkedin.com/in/ridge-atlas
F

Focus horizon

Element horizon quantum

CRD
#87602
Ownership
32.7%
(842) 871-7685
vertex.horizon@capitalcapital.com
in linkedin.com/in/bridge-element

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Contacts

T

TRISTAN OURAY SMITH

Advisor

CRD
#7361738
(839) 244-3379
horizon.momentum@oakcapital.com
in linkedin.com/in/zenith-zenith

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-28-2022
07-26-2023
03-01-2024
11-10-2025
05-19-2026
Category Assets AVG. Account size
Discretionary $202,566,688 $339,308
Non-Discretionary $3,367,235 $280,603
Total $205,933,923 $338,151

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Separately Managed Accounts

Total SMA Asset: $205,933,923

$205.9M Total SMA
Public Funds:
17.9%
Equity - Exchange:
4.3%
Equity - OTC:
11.2%
Corporate - Investment Grade:
18.1%
Cash:
15.1%
Private Funds:
11.2%
Municipal Bonds:
16.4%
U.S. Government/Agency:
5.8%
Asset class Assets Assets %
Public Funds $318,762,652 17.9%
Equity - Exchange $76,574,268 4.3%
Equity - OTC $199,449,257 11.2%
Corporate - Investment Grade $322,324,245 18.1%
Cash $268,900,337 15.1%
Private Funds $199,449,257 11.2%
Municipal Bonds $292,050,698 16.4%
U.S. Government/Agency $103,286,222 5.8%
Total $1,780,796,936 100.0%

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