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- Custodian
- Bank OF America · Charles Schwab & Company · Merrill Lynch
- Clients
- Retail and Institutional
- Platforms
- Pioneer foundation
- Established Date
- 05-01-1959
- Office Locations
- 2
Office Locations
About Baxter Investment Management
Baxter Investment Management is a New England-based, four-generation advisory firm (founded 1924; 100 years in 2024) providing holistic financial planning, discretionary portfolio management, and planning support for business owners. Portfolios are custom-built with ongoing risk monitoring and are implemented largely via ETFs. The firm publishes market insights and maintains an education center and curated “Baxter Network” of industry professionals.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
WILLIAM JOSEPH BAXTER III
President, Principal
- CRD
- #1827361
- Ownership
- 50% but less than 75%
JOHN C BAXTER
PORTFOLIO MANAGER, Principal
- CRD
- #4136822
- Ownership
- 25% but less than 50%
Ridge bridge
North pioneer
- CRD
- #98877
- Ownership
- 10.7%
Showing 2 of 3 owners & executives
Unlock allContacts
William Joseph Baxter IV
Financial Advisor, General Partner
- CRD
- #6883554
DAMON LANE HART
Director
- CRD
- #2057066
Matrix foundation
Summit fusion
- CRD
- #65040
Showing 2 of 6 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,165,631,297 | $1,102,773 |
| Non-Discretionary | $0 | -- |
| Total | $1,165,631,297 | $1,102,773 |
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Separately Managed Accounts
Total SMA Asset: $1,165,631,297
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,086,853,495 | 14.3% |
| Corporate - Investment Grade | $1,884,892,774 | 24.8% |
| Cash | $760,037,409 | 10.0% |
| Public Funds | $1,102,054,243 | 14.5% |
| U.S. Government/Agency | $1,846,890,903 | 24.3% |
| Private Funds | $919,645,264 | 12.1% |
| Total | $7,600,374,088 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VECTOR FUSION | ALPHA HARBOR | 73YIMODPE | PJJYG | 11.93% | $119,876,749 |
| HARBOR SIGNAL | RIDGE OPTIMA | 4H2HC9NUM | GHRI | 4.70% | $34,886,169 |
| PEAK MATRIX MERIDIAN | PIONEER ATLAS | IQE3N4ZV5 | TXGY | 4.75% | $62,374,909 |
| HORIZON GLACIER CATALYST | UNISON RIDGE | QZ8YC8KVY | SUOR | 6.60% | $45,700,860 |
| VITAL INSIGHT SUMMIT | DELTA ELEMENT | BMP3EJU44 | UNH | 9.80% | $93,845,332 |
| VITAL HARBOR HORIZON | QUANTUM ELEMENT | 98JDJDFIH | QNCY | 11.24% | $72,263,927 |
| MERIDIAN WAVE | QUANTUM FOCUS | JF9PFD7YR | MMCK | 7.68% | $49,728,880 |
| EMBER RIDGE | ATLAS EMBER | 6KLS8182O | WZDCC | 5.87% | $111,221,653 |