CRD: 294000
BAY Harbor Wealth Management, LLC
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- Custodian
- Assetmark · Charles Schwab & Company · Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Eagle vital
- Established Date
- 10-11-2018
- Office Locations
- 1
Office Locations
About BAY Harbor Wealth Management, LLC
Bay Harbor Wealth Management is an independent, SEC-registered RIA providing comprehensive wealth management and fiduciary investment advice, with financial planning support and separate insurance services through an affiliated agency. The firm aims to bring endowment- and institutional-style portfolio strategies to individual investors and uses a “Risk Number” approach to align portfolios with client risk tolerance. Founder Lance Scott is a Forbes Finance Council member.
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Accredited Investors
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Investment Themes
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Technology
Owner & Executives
LANCE REID SCOTT
Chief Compliance Officer, President
- CRD
- #5608446
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
Andrew Benjamin Anthony
Wealth Management Advisor
- CRD
- #7289891
JOHN FRANCIS MORAN
Associate Advisor
- CRD
- #5827028
Showing 2 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $411,994,411 | $299,632 |
| Non-Discretionary | $0 | -- |
| Total | $411,994,411 | $299,632 |
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Separately Managed Accounts
Total SMA Asset: $411,994,411
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,305,940,630 | 33.0% |
| Cash | $538,205,835 | 13.6% |
| U.S. Government/Agency | $2,113,249,384 | 53.4% |
| Total | $3,957,395,849 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| CATALYST PIONEER | VITAL MATRIX | CH569LW99 | AZB | 2.42% | $113,296,972 |
| PIONEER PATHWAY ZENITH | INSIGHT PATHWAY | YM9JUXJYT | JFVM | 5.50% | $24,726,183 |
| MOMENTUM FUSION | FRONTIER VECTOR | 6GRE6H0PT | YIZUN | 7.89% | $116,419,541 |
| SIGNAL FUSION VERTEX | GLACIER PRIME | 7KIUDMKM9 | LKOKB | 8.27% | $90,082,361 |
| LEGACY CAPITAL | FUSION EMBER | 02MIC4R7G | FEY | 4.10% | $74,254,669 |
| EMBER MOMENTUM | WAVE PATHWAY | MUDM38VZU | PTD | 5.03% | $89,681,264 |
| EAGLE PRIME FOCUS | HARBOR RADIAL | KTBMY8ZZF | AUFKE | 8.16% | $15,847,620 |
| CATALYST UNISON | ELEMENT TIMBER | NWASHG79Q | OSHDE | 11.95% | $51,428,698 |