$156.6M Total AUM
$156.6M Disc. AUM
11.3% 3Y CAGR
2 Employees
143 ADV. Clients
11 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Fidelity/NFS · Tiaa
- Clients
- Retail and Institutional
- Platforms
- MomentumTimber horizon
- Established Date
- 05-18-2015
- Office Locations
- 1
Office Locations
251 N Rose Street Suite 200 Kalamazoo MI
About Breakwater Capital
Breakwater Capital is a boutique RIA in Kalamazoo, MI providing financial planning and discretionary portfolio management for retirees, families, entrepreneurs, and select nonprofit organizations. The firm emphasizes asset allocation and risk management, with socially responsible/impact-investing options, and implements portfolios primarily with mutual funds and ETFs. Custody is supported through platforms such as Schwab and Fidelity.
Team overview
-- AVG AGE
$78.3M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
7.4 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
11yrs Firm Age
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Asset Classes
Summit quantum Summit north Catalyst Meridian catalyst Insight Zenith
Client Personas
Vital legacy
Custodian
Element Ridge north Matrix Vital fusion
Investment Themes
Pathway Capital Atlas glacier Matrix Pathway
Investment Vehicles
Insight element
Services
Harbor Pioneer value Delta Insight Vital Legacy Vector eagle
Technology
Fusion Pioneer
Owner & Executives
ROSS MICHAEL POLLARD
Chief Compliance Officer, Owner, President
- CRD
- #4487748
- Ownership
- 75% or more
(780) 326-9798
value.wave@wavecapital.com
in linkedin.com/in/meridian-wave
Showing 1 of 1 owners & executives
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L
Lucas William Mansberger
Advisor
- CRD
- #7623920
(333) 712-8580
ridge.foundation@wavecapital.com
in linkedin.com/in/value-zenith
Showing 1 of 2 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $156,644,142 | $336,146 |
| Non-Discretionary | $0 | -- |
| Total | $156,644,142 | $336,146 |
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Separately Managed Accounts
Total SMA Asset: $156,644,142
Public Funds:
7.5% Equity - Exchange:
10.0% Cash:
19.3% Other:
9.0% Corporate - Investment Grade:
13.4% Derivatives:
19.6% Equity - OTC:
6.2% U.S. Government/Agency:
15.0% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $176,381,699 | 7.5% |
| Equity - Exchange | $235,175,598 | 10.0% |
| Cash | $453,888,904 | 19.3% |
| Other | $211,658,038 | 9.0% |
| Corporate - Investment Grade | $315,135,301 | 13.4% |
| Derivatives | $460,944,172 | 19.6% |
| Equity - OTC | $145,808,871 | 6.2% |
| U.S. Government/Agency | $352,763,398 | 15.0% |
| Total | $2,351,755,981 | 100.0% |