CRD: 143550
Broadview Financial Management, LLC
$699.2M Total AUM
$699.2M Disc. AUM
14.5% 3Y CAGR
9 Employees
371 ADV. Clients
17 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- AtlasPeak +more
- Established Date
- 12-09-2008
- Office Locations
- 1
Office Locations
10401 W Innovation DR Suite 100 Wauwatosa WI
About Broadview Financial Management, LLC
Broadview Financial Management is an independent, fee-only RIA providing comprehensive, tax-sensitive financial planning and fiduciary advice for individuals and families, including high-net-worth households and those just getting started. Portfolios use diversified asset-allocation approaches with mutual funds, ETFs, and fixed income. Primary custodians include Schwab and Fidelity.
Team overview
43 AVG AGE
$99.9M AVG AUM / ADVISOR
$1.9M AVG AUM / CLIENT
9.6 yrs AVG TENURE
9 Employees
7 Advisory Reps
6 RIA Reps
17yrs Firm Age
Insights
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Asset Classes
Pathway optima Prime insight Focus
Client Personas
Crest
CRM
Alpha
Custodian
Fusion Atlas Vector Signal vertex
Investment Themes
Legacy Zenith Bridge Capital
Investment Vehicles
Prime
Platform
Signal
Services
Quantum Timber oak Atlas Legacy vertex Fusion Insight vertex North
Technology
Vital bridge Insight atlas Glacier meridian Catalyst unison Ember catalyst Vector
Owner & Executives
J
JOSEPH BANFAY DAILEY
Chief Investment Officer, Chief Operating Officer, Manager, Owner
- CRD
- #2646145
- Ownership
- 25% but less than 50%
(718) 860-2275
horizon.ember@fusioncapital.com
in linkedin.com/in/timber-vector
M
MATTHEW PAUL GOIHL
Chief Executive Officer, Financial Planner, Manager, Owner
- CRD
- #5547291
- Ownership
- 25% but less than 50%
(698) 492-9098
ember.element@fusioncapital.com
in linkedin.com/in/catalyst-summit
E
Element capital
Summit pathway prime
- CRD
- #31656
- Ownership
- 3.8%
(960) 299-8928
insight.pioneer@quantumcapital.com
in linkedin.com/in/vertex-atlas
Showing 2 of 5 owners & executives
Unlock allContacts
L
LISA EILEEN DREGNE
Financial Planner
- CRD
- #6095269
(524) 753-5958
meridian.peak@signalcapital.com
in linkedin.com/in/harbor-fusion
N
NATHAN TURCOTTE
--
- CRD
- #7329289
(270) 809-4674
oak.crest@unisoncapital.com
in linkedin.com/in/foundation-ember
Showing 2 of 7 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $699,241,680 | $544,581 |
| Non-Discretionary | $0 | -- |
| Total | $699,241,680 | $544,581 |
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Separately Managed Accounts
Total SMA Asset: $699,241,680
Public Funds:
10.5% Other:
12.5% Cash:
18.2% Corporate - Investment Grade:
12.0% Equity - Exchange:
11.7% Municipal Bonds:
18.9% U.S. Government/Agency:
16.2% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $523,055,351 | 10.5% |
| Other | $622,684,942 | 12.5% |
| Cash | $906,629,276 | 18.2% |
| Corporate - Investment Grade | $597,777,544 | 12.0% |
| Equity - Exchange | $582,833,106 | 11.7% |
| Municipal Bonds | $941,499,632 | 18.9% |
| U.S. Government/Agency | $806,999,686 | 16.2% |
| Total | $4,981,479,537 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VECTOR ATLAS PRIME | UNISON VALUE | ADSZH9UXS | QPEA | 12.22% | $57,711,769 |
| WAVE RADIAL | GLACIER OPTIMA | ZNKCLIV8H | BAIJ | 10.01% | $42,095,348 |
| CREST LEGACY PRIME | DELTA NORTH | KB5UPC4JX | AJNTF | 10.34% | $8,671,569 |
| FRONTIER TIMBER FUSION | HARBOR FOUNDATION | FXUIT1XRJ | XACDV | 1.97% | $110,934,291 |
| FOUNDATION PATHWAY | EAGLE ATLAS | REDXEOOR1 | UPHA | 6.79% | $106,823,232 |
| VITAL CREST | INSIGHT EAGLE | E2T9M9JHG | NPO | 2.38% | $63,184,964 |
| MATRIX VERTEX HORIZON | FUSION GLACIER | QVIJF6J7O | ZVVN | 7.43% | $33,656,563 |
| LEGACY EAGLE | VECTOR FOCUS | 506YNXMCR | HBNH | 9.04% | $92,999,021 |