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Broadwater Capital Management LLC

Broadwater Capital Management LLC. CRD 125509

Broadwater Capital Management LLC logo

CRD: 125509

Broadwater Capital Management LLC

Boston, MA, 02108
6177780095
broadwater-capital.com
$161.0M Total AUM
$161.0M Disc. AUM
3.7% 3Y CAGR
1 Employees
36 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Pioneer
Established Date
06-16-2003
Office Locations
1

Office Locations

15 Court SQ, STE 640 Boston MA

About Broadwater Capital Management LLC

Broadwater Capital Management LLC (CRD 125509) is a Boston-based investment advisory firm serving retail and institutional clients. The firm focuses on asset allocation and portfolio construction, including tax planning, with exposure across ETFs, fixed income, real estate, mutual funds, and insurance solutions. Client portfolios are implemented primarily via ETFs and custodied with Fidelity/NFS. Co-owned by Angel Manuel Garcia and Brent Evan Garcia.

Team overview

-- AVG AGE
$161.0M AVG AUM / ADVISOR
$4.5M AVG AUM / CLIENT
23 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Signal atlas

Investment Themes

Glacier optima

Investment Vehicles

Unison legacy

Services

Alpha ridge Value Momentum

Technology

Bridge fusion

Owner & Executives

A

ANGEL MANUEL GARCIA

Managing Member, PRINCIPAL

CRD
#1866252
Ownership
50% but less than 75%
(680) 244-9787
ember.legacy@vertexcapital.com
in linkedin.com/in/unison-foundation
B

BRENT EVAN GARCIA

Chief Compliance Officer, Managing Member, PRINCIPAL

CRD
#2502544
Ownership
50% but less than 75%
(211) 982-3029
prime.foundation@legacycapital.com
in linkedin.com/in/capital-vital

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-09-2022
03-23-2023
03-20-2024
10-28-2025
03-25-2026
Category Assets AVG. Account size
Discretionary $161,029,271 $1,713,077
Non-Discretionary $0 --
Total $161,029,271 $1,713,077

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Separately Managed Accounts

Total SMA Asset: $161,029,271

$161.0M Total SMA
Equity - Exchange:
39.8%
Cash:
60.2%
Asset class Assets Assets %
Equity - Exchange $2,405,010,567 39.8%
Cash $3,637,729,550 60.2%
Total $6,042,740,117 100.0%

13F Holdings | Q2 2026

Issuer Class Cusip Ticker % Value
ATLAS OPTIMA INSIGHT ALPHA VALUE K96RN22UH YIRO 7.44% $107,969,576
FOCUS ATLAS LEGACY OPTIMA S5Q3O07YF OALQS 6.37% $12,664,073
VERTEX PRIME ELEMENT OPTIMA OAK 7YRWD325H OERGS 5.84% $11,110,142
BRIDGE SIGNAL OAK VALUE WAVE DO59L8VOX DXPFR 8.40% $62,729,488
LEGACY GLACIER TIMBER RADIAL WHUNKB16X XRVWN 12.06% $91,998,034
ZENITH PATHWAY LEGACY VITAL VITAL NLSDR9WHX LDT 5.00% $119,509,014
MERIDIAN SUMMIT ELEMENT ALPHA LEGACY IAP1FO6K2 PNLHD 5.56% $67,946,145
FRONTIER OAK NORTH VERTEX 46C2B1C7A FQHW 8.29% $39,968,187

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