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Broadway Financial Management LLC

Broadway Financial Management LLC. CRD 155795

B

CRD: 155795

Broadway Financial Management LLC

Roslyn, NY
5166257023
$19.3M Total AUM
$19.3M Disc. AUM
-- 3Y CAGR
1 Employees
19 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
09-08-2021
Office Locations
1

Office Locations

-- Roslyn NY

About Broadway Financial Management LLC

Broadway Financial Management LLC is a Roslyn-based RIA. The firm has been operating for 4 years. Managing $19.3M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company. Services offered include Portfolio Construction, Tax Planning.

Team overview

-- AVG AGE
$19.3M AVG AUM / ADVISOR
$1.0M AVG AUM / CLIENT
4.8 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
4yrs Firm Age

Insights

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Asset Classes

Catalyst Bridge

Client Personas

Ember legacy

Investment Themes

Delta atlas

Investment Vehicles

Frontier element

Services

Signal delta Insight north

Owner & Executives

M

MARTIN W HARPER

Advisor, Chief Compliance Officer, Managing Member

CRD
#4648936
Ownership
75% or more
(497) 338-4670
fusion.meridian@summitcapital.com
in linkedin.com/in/summit-optima

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-17-2018
08-21-2019
06-30-2020
02-04-2021
09-26-2022
Category Assets AVG. Account size
Discretionary $19,337,200 $1,017,747
Non-Discretionary $0 --
Total $19,337,200 $1,017,747

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Separately Managed Accounts

Total SMA Asset: $19,337,200

$19.3M Total SMA
Equity - Exchange:
31.7%
Cash:
68.3%
Asset class Assets Assets %
Equity - Exchange $2,384,867,620 31.7%
Cash $5,138,374,083 68.3%
Total $7,523,241,703 100.0%

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