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- Custodian
- Ascensus · Charles Schwab & Company · Vanguard
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 06-30-1998
- Office Locations
- 1
Office Locations
About Brock Asset Management
Brock Asset Management is a fee-only advisor (since 1982) providing financial planning and portfolio management for individuals, business owners, nonprofits, and corporate retirement plans nationwide. The firm focuses on retirement preparedness and long-term, conservative growth with a low-cost mindset, investing across stocks, bonds, ETFs, and mutual funds while screening out high-fee options. Principals invest in the same equities they recommend, and there is no minimum to get started.
Team overview
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Custodian
Investment Vehicles
Services
Owner & Executives
RAMSEY FULTON BROCK
Managing Member
- CRD
- #2961683
- Ownership
- 75% or more
Kimberly M Brock
President, VICE PRESIDENT
- CRD
- --
- Ownership
- Less than 5%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $43,000,000 | -- |
| Non-Discretionary | $17,500,000 | -- |
| Total | $60,500,000 | -- |
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Separately Managed Accounts
Total SMA Asset: $60,500,000
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $563,955,923 | 26.0% |
| Corporate - Investment Grade | $730,973,639 | 33.7% |
| Cash | $366,571,350 | 16.9% |
| Municipal Bonds | $507,560,330 | 23.4% |
| Total | $2,169,061,242 | 100.0% |