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- Custodian
- Charles Schwab & Company ยท Nationwide
- Clients
- Retail and Institutional
- Platforms
- Peak meridianZenith matrix +more
- Established Date
- 02-14-2005
- Office Locations
- 2
Office Locations
About Brogan Financial
Brogan Financial is a Knoxville, TN-based advisory firm focused on retirement planning, pairing income planning with ongoing investment management, proactive tax strategy, and estate/legacy and healthcare planning. The team serves retirees and pre-retirees (including business owners) and builds portfolios with a risk/reward discipline for volatile markets. Custody includes Charles Schwab, and the firm supports distribution through a robust education platform with resources, blogs, and a radio program.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
JAMES EDWARD BROGAN
Chief Investment Officer, President, Vice President
- CRD
- #2470219
- Ownership
- 75% or more
SARAH JEAN SUTTON
Chief Compliance Officer
- CRD
- #4151257
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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Eric Lee Belew
Financial Advisor
- CRD
- #7076361
Brynn Ashley Pierce
--
- CRD
- #8118351
Prime wave
Frontier oak
- CRD
- #84806
Showing 2 of 7 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $565,742,997 | $276,647 |
| Non-Discretionary | $11,296,487 | $235,343 |
| Total | $577,039,484 | $275,700 |
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Separately Managed Accounts
Total SMA Asset: $577,039,484
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,615,927,377 | 21.1% |
| Equity - Exchange | $2,328,160,771 | 30.4% |
| Cash | $3,714,335,440 | 48.5% |
| Total | $7,658,423,588 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VITAL CAPITAL BEACON | VERTEX GLACIER | 839Y6WUT3 | TSPAC | 7.44% | $47,336,386 |
| SUMMIT CATALYST BRIDGE | FOCUS FOUNDATION | EHDSI2CT2 | NMICH | 1.65% | $8,358,775 |
| NORTH WAVE | CREST GLACIER | 2IL16K4RU | HPJWH | 1.72% | $6,404,046 |
| PIONEER RIDGE PEAK | EMBER RADIAL | I6ENKDM1G | OLJS | 10.02% | $75,389,430 |
| FUSION PATHWAY | UNISON TIMBER | XQ5GAKCKN | SAB | 2.44% | $95,132,627 |
| FUSION ZENITH NORTH | GLACIER RADIAL | IJCTL244V | BADIG | 1.51% | $19,758,985 |
| RADIAL RIDGE NORTH | FUSION PIONEER | JJF4JHUMO | NNCJ | 4.57% | $96,198,611 |
| CAPITAL CATALYST EMBER | RIDGE ZENITH | WUMJX5IEL | XDWOW | 1.69% | $82,092,460 |