B
CRD: 141533
Brokaw Rice Investment Advisors, Incorporated
Dallas, TX
9082270014
$6.5M Total AUM
$6.5M Disc. AUM
-- 3Y CAGR
2 Employees
36 ADV. Clients
30 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 01-25-1996
- Office Locations
- 1
Office Locations
-- Dallas TX
About Brokaw Rice Investment Advisors, Incorporated
Brokaw Rice Investment Advisors, Incorporated is a Dallas-based RIA. The firm has been operating for 30 years. Managing $6.5M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company.
Team overview
-- AVG AGE
$3.3M AVG AUM / ADVISOR
$181.5K AVG AUM / CLIENT
20.4 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
30yrs Firm Age
Insights
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Asset Classes
Vector zenith
Investment Themes
Horizon north
Investment Vehicles
Fusion timber Legacy
Owner & Executives
A
ANNA KAY BROKAW RICE
VICE PRESIDENT
- CRD
- #2990921
- Ownership
- 50% but less than 75%
(248) 653-5695
zenith.ember@capitalcapital.com
in linkedin.com/in/beacon-pioneer
J
JAMES MICHAEL BROKAW RICE
Chief Compliance Officer, Chief Executive Officer, Financial Advisor, President
- CRD
- #3062311
- Ownership
- 50% but less than 75%
(859) 920-3071
legacy.ember@meridiancapital.com
in linkedin.com/in/timber-fusion
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $6,534,998 | -- |
| Non-Discretionary | $0 | -- |
| Total | $6,534,998 | -- |
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Separately Managed Accounts
Total SMA Asset: $6,534,998
Equity - Exchange:
22.0% Equity - OTC:
35.7% Cash:
32.9% Other:
9.4% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,570,562,974 | 22.0% |
| Equity - OTC | $2,548,595,371 | 35.7% |
| Cash | $2,348,705,538 | 32.9% |
| Other | $671,058,724 | 9.4% |
| Total | $7,138,922,607 | 100.0% |