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Broker ONE

Broker ONE. CRD 121219

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CRD: 121219

Broker ONE

Canfield, OH
3305402666
$30.0M Total AUM
$30.0M Disc. AUM
-- 3Y CAGR
1 Employees
84 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Matrix
Established Date
01-13-2003
Office Locations
1

Office Locations

-- Leetonia OH

About Broker ONE

Broker One Investments is a founder-led Ohio advisory firm focused on helping individual investors—especially those planning for or living in retirement—build goal-based investment plans. The firm emphasizes education and disciplined asset allocation, with portfolios largely implemented via ETFs and complemented by U.S. government/agency bonds and cash. Custody is maintained at Charles Schwab, supporting efficient implementation and servicing.

Team overview

-- AVG AGE
$30.0M AVG AUM / ADVISOR
$357.1K AVG AUM / CLIENT
11.6 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Foundation Fusion summit

Custodian

Insight Focus insight Bridge

Investment Themes

Oak peak Horizon north

Investment Vehicles

Wave

Services

Quantum ridge Legacy North element Delta legacy Ridge

Technology

Focus focus

Owner & Executives

No owner records available.

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Contacts

S

SHANE ALLEN CONTI

Senior Vice President Of Sales

CRD
#6412330
(273) 390-2211
glacier.quantum@beaconcapital.com
in linkedin.com/in/north-unison

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $30,000,000 --
Non-Discretionary $0 --
Total $30,000,000 --

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Separately Managed Accounts

Total SMA Asset: $30,000,000

$30.0M Total SMA
Equity - Exchange:
39.4%
U.S. Government/Agency:
38.9%
Cash:
21.7%
Asset class Assets Assets %
Equity - Exchange $2,585,129,097 39.4%
U.S. Government/Agency $2,552,322,891 38.9%
Cash $1,423,789,376 21.7%
Total $6,561,241,364 100.0%

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